Jason Nicholas Rosales
Professional Summary
Jason Nicholas Rosales, who also goes by Jason N Rosales, is a registered financial advisor currently at TZ CLEAR LLC located in Dallas, Texas. Jason is registered as a RR (Registered Representative) and started their career in finance in 2002. Jason has worked at 10 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jason N Rosales
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
KOONCE SECURITIES, INC. | TZ CLEAR LLC | KOONCE SECURITIES, LLC
Contact Information
Main Address
8080 North Central Expressway Suite 1700, Dallas, TX 75206Mailing Address
8080 North Central Expressway Suite 1700, Dallas, TX 75206Phone Number
(214) 216-0851Established
Delaware since 07/22/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jason Nicholas Rosales's CRS (Customer Relationship Summary).
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