Robert James Finnerty
Professional Summary
Robert James Finnerty, who also goes by Robert J Finnerty, is a registered financial advisor currently at LIVERMORE TRADING GROUP, INC. located in New York, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 5 firms and has passed the Series 7A and Series 25 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert J Finnerty
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
LIVERMORE TRADING GROUP, INC. | MALBIN SECURITIES CORP
Contact Information
Main Address
11 Wall Street, New York, NY 10005Mailing Address
C/o Accounting & Compliance International 199 Water Street 9th Floor, New York, NY, 10038Phone Number
(212) 742-0460Established
New York since 10/09/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 7A — Floor Broker Representative Exam
Passed Jun 2004Series 25 — NYSE Trading Assistant Examination
Passed Jun 2001SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert James Finnerty's CRS (Customer Relationship Summary).
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