Jens A. Spitta

QCA CAPITAL MANAGEMENT

Los Angeles, CA 90025

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CRD#: 432314

Professional summary

Jens Adolf Spitta is a registered financial advisor currently at QCA CAPITAL MANAGEMENT INC located in Los Angeles, California and QUINCY CASS ASSOCIATES, INCORPORATED located in Los Angeles, California.

Jens is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Jens has worked at 2 firms and has passed the Series 7TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jens Adolf Spitta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2013 - Present

QCA CAPITAL MANAGEMENT INC

Office #1: 11111 Santa Monica Blvd Suite 1650, Los Angeles, CA 90025

RIA

CRD#: 112104

Los Angeles, CA

Current

July 10, 1970 - Present

QUINCY CASS ASSOCIATES, INCORPORATED

Office #1: 11111 Santa Monica Blvd., Suite 1650, Los Angeles, CA 90025

CRD#: 686

Los Angeles, CA

Past

March 26, 2013 - August 28, 2020

QUINCY CASS ASSOCIATES, INCORPORATED

RIA

CRD#: 686

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QCA CAPITAL MANAGEMENT INC

CRD#: 112104 / SEC#: 801-122806

RIA

Registered Investment Advisory firm - (12/13/2021 Approved)

California

Registered Investment Advisory firm - (1/14/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/23/1984)

IAR

California
(3/26/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 6/25/1962

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

QCA CAPITAL MANAGEMENT INC

CRD#: 112104 / SEC#: 801-122806

RIA

Registered Investment Advisory firm - (12/13/2021 Approved)

California

Registered Investment Advisory firm - (1/14/2022 Terminated)

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Contact information

Main Address

11111 Santa Monica Blvd Suite 1650, Los Angeles, CA 90025

Mailing Address

Phone number

(310) 473-4411

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

QCA CAPITAL MANAGEMENT FORM ADV PART IIA (7/2/2025)

QCA CAPITAL FORM ADV PART 2B - PROFILES (2/6/2025)

Regulatory assets under management

Total Number of Accounts	112
AUM (Assets Under Management)	$ 183,759,020

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jens A. Spitta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jens Adolf Spitta's CRS (Customer Relationship Summary).

Certified licenses

Experience

QCA CAPITAL MANAGEMENT INC

QUINCY CASS ASSOCIATES, INCORPORATED

QUINCY CASS ASSOCIATES, INCORPORATED

Primary Firm SEC Registration

QCA CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 6/25/1962

FINRA

Current Firm

QCA CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QCA CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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