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FIRM PROFILE
Overview
QUINCY CASS ASSOCIATES, INCORPORATED is located at 11111 Santa Monica Blvd Suite 1650, Los Angeles, CA 90025 and was first established at Los Angeles, California in 02/14/1933. After operating for 94 years, QUINCY CASS ASSOCIATES, INCORPORATED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of QUINCY CASS ASSOCIATES, INCORPORATED’s clients are individuals and 0% of their clients are high net worth individuals. QUINCY CASS ASSOCIATES, INCORPORATED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at QUINCY CASS ASSOCIATES, INCORPORATED are registered to handle securities or provide financial advice. The firm has 7 disclosures, 6 being regulatory events, 1 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access QUINCY CASS ASSOCIATES, INCORPORATED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at QUINCY CASS ASSOCIATES, INCORPORATED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for QUINCY CASS ASSOCIATES, INCORPORATED Comes From
Understanding the Statistics for QUINCY CASS ASSOCIATES, INCORPORATED and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
11111 Santa Monica Blvd Suite 1650, Los Angeles, CA 90025
11111 Santa Monica Blvd. Suite 1650, Los Angeles, CA 90025
Small
(310) 473-4411
California since 02/14/1933
Corporation
November
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MINICHIELLO, MARK CHARLES | C.E.O / ROSFP / CHIEF COMPLIANCE OFFICER | 1863304 | |
| CHAVEZ, GUADALUPE BENITEZ | SHARHOLDER | 4524777 | |
| TERRAZAS, REBECCA | SHAREHOLDER | 4745911 | |
| RAVITZ, JO -AN | SHAREHOLDER | ||
| ADAMS, DEANNA MARIA | CHIEF INVESTMENT OFFICER | 7475707 | |
| GUAY, DANIEL ROBERT | CHIEF FINANCIAL OFFICER / FINOP | 4015808 |
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Advisor's working at QUINCY CASS ASSOCIATES, INCORPORATED
Mark Charles Minichiello
Deanna Maria Adams
Jens Adolf Spitta
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