Nicholas G. Zerillo

N.E.W. ADVISORY SERVICES

Green Bay, WI 54301

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CRD#: 4320739

Professional summary

Nicholas Gant Zerillo, who also goes by Nick Zerillo, is a registered financial advisor currently at N.E.W. ADVISORY SERVICES, LLC located in Green Bay, Wisconsin and GENEOS WEALTH MANAGEMENT, INC. located in Green Bay, Wisconsin.

Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Nicholas has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Zerillo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)DBA; SOVEREIGN FINANCIAL GROUP, LLC - NON INVESTMENT BUSINESS LOCATED AT BRANCH LOCATION. GREEN BAY, WI. STARTED 1/2013 AS MANAGING MEMBER. Rental Income - SUB-LEASE TO OTHER PROFESSIONALS AS AN EXECUTIVE OFFICE SPACE. SPENDS 2 HR/MO, NONE DURING TRADING. 2)RIA; WILL WORK AS AN IAR UNDER N.E.W. ADVISORY SERVICES LLC INVESTMENT RELATED BUSINESS LOCATED AT 2200 DICKINSON ROAD, UNIT 17A, DE PERE, WI 54115. 3).INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED INSURANCE SALES DONE AT BRANCH LOCATION 2/MO - 1/TRADING. 4. CENTRAL CHURCH, 831 SCHOEN ST, GREENBAY, WI, 05/08/2019. ELDER/BOARD MEMBER, OVERSEE AND ADVISE ON CHURCH POLICIES. NIR-2/MO-0/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Gant Zerillo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2023 - Present

N.E.W. ADVISORY SERVICES, LLC

Office #1: 801 Hoffman Road Suite 112, Green Bay, WI 54301

RIA

CRD#: 290405

Green Bay, WI

Current

July 11, 2023 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 801 Hoffman Rd Suite 112, Green Bay, WI 54301

RIA

CRD#: 120894

Green Bay, WI

Past

February 19, 2015 - July 17, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

GREEN BAY, WI

Past

February 19, 2015 - July 17, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

GREEN BAY, WI

Past

February 10, 2012 - February 23, 2015

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

GREEN BAY, WI

Past

February 6, 2012 - February 23, 2015

NYLIFE SECURITIES LLC

CRD#: 5167

GREEN BAY, WI

Past

February 1, 2001 - February 1, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

GREEN BAY, WI

Past

January 25, 2001 - February 1, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

GREEN BAY, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

N.E.W. ADVISORY SERVICES, LLC

HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT

CRD#: 290405 / SEC#: 801-112037

RIA

Registered Investment Advisory firm - (11/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/11/2023)

Florida
(7/11/2023)

Illinois
(7/11/2023)

Michigan
(7/11/2023)

IAR

Texas
(7/11/2023)

Wisconsin
(7/11/2023)

IAR

Wisconsin
(7/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/14/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

N.E.W. ADVISORY SERVICES, LLC

HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT

CRD#: 290405 / SEC#: 801-112037

RIA

Registered Investment Advisory firm - (11/15/2017 Approved)

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Contact information

Main Address

2200 Dickinson Road Unit 17a, De Pere, WI 54115

Mailing Address

Phone number

(920) 712-7800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	8,245
AUM (Assets Under Management)	$ 1,341,505,840

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas G. Zerillo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Gant Zerillo's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

N.E.W. ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2001

SIE

Date: 10/1/2018

Series 7

Date: 1/24/2001

Series 24

Date: 11/14/2005

FINRA

Current Firm

N.E.W. ADVISORY SERVICES, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

N.E.W. ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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