Jamie N. Upton
Professional summary
Jamie Necole Upton, CFP®, who also goes by Jamie Necole Reeves, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Dalton, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Dalton, Georgia.
Jamie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jamie has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jamie Necole Upton's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2023
Experience
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 201 W Waugh St Fl 1, Dalton, GA 30720February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 201 W Waugh St, Dalton, GA 30720Office #2: 9861 Rome Blvd, Summerville, GA 30747Office #3: 1244 N Glenwood Ave, Dalton, GA 30721Office #4: 500 E Elm St, Rockmart, GA 30153Office #5: 2401 Shorter Ave Sw, Rome, GA 30165Office #6: 276 Merchants Dr, Dallas, GA 30132Office #7: 894 Maddox Dr, East Ellijay, GA 30540Office #8: 100 E 2nd Ave, Rome, GA 30161Office #9: 3831 Appalachian Hwy, Blue Ridge, GA 30513Office #10: 409 Highway 53 E, Calhoun, GA 30701Office #11: 515 E Main St, Cartersville, GA 30121Office #12: 632 N Main St, Cedartown, GA 30125January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
April 16, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
March 7, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
August 15, 2005 - February 25, 2014
SYNOVUS SECURITIES, INC.
July 7, 2004 - June 15, 2005
WELLS FARGO CLEARING SERVICES, LLC
August 20, 2002 - February 9, 2004
BB&T INVESTMENT SERVICES, INC.
April 12, 2001 - August 9, 2002
MORGAN KEEGAN & COMPANY, LLC
January 18, 2001 - April 12, 2001
REGIONS INVESTMENT COMPANY, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/10/2021)
(4/30/2024)
(1/27/2022)
(11/21/2022)
(1/12/2024)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(1/26/2024)
(1/27/2022)
(1/27/2022)
(1/27/2022)
(1/27/2022)
(3/15/2023)
(1/27/2022)
(1/27/2022)
(1/27/2022)
(1/27/2022)
(1/27/2022)
(11/10/2021)
(1/27/2022)
(6/18/2025)
(11/21/2022)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
