FO

Fredrick K. Oehlschlaeger

VERTICAL RESEARCH SECURITIES
STAMFORD, CT 06901
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CRD#: 4316182
FO

Professional summary


Fredrick Karl Oehlschlaeger, who also goes by Karl Oehlschlaeger, is a registered financial professional currently at VERTICAL RESEARCH SECURITIES, INC. located in Stamford, Connecticut.

Fredrick is registered as a RR (Registered Representative) and started their career in finance in 2001. Fredrick has worked at 4 firms and has passed the Series 63, Series 87, Series 7TO, SIE, Series 86 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Karl Oehlschlaeger

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Fredrick Karl Oehlschlaeger's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 27, 2026 - Present

VERTICAL RESEARCH SECURITIES, INC.

Office #1: 6 Landmark Square Suite 720, Stamford, CT 06901
BD
CRD#: 334696
STAMFORD, CT
Past

March 29, 2013 - August 4, 2016

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

March 31, 2008 - August 4, 2009

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

March 13, 2001 - April 1, 2008

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/6/2025
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


VR
VERTICAL RESEARCH SECURITIES, INC.
VERTICAL RESEARCH PARTNERS, LLC | VERTICAL RESEARCH SECURITIES, INC.

CRD#: 334696 / SEC#: , 8-71336

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
6 Landmark Square Suite 720, Stamford, CT 06901
Mailing Address
6 Landmark Square Suite 720, Stamford, CT 06901
Phone number
(203) 276-5671
Established
Connecticut since 02/10/2025
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
SPRAGUE, JEFFREY TODDPRESIDENT1655155
KIRSCHENBLATT, CHAD ETHANFINOP2503352
SULPIZIO, DAVID VINCENTCHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER2273755

Red Flags


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Company Information


VERTICAL RESEARCH SECURITIES, INC.

CRD#: 334696Stamford, CT 06901

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