Paul T. Murray

PTM WEALTH MANAGEMENT

North Wales, PA 19454

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CRD#: 4310990

Professional summary

Paul Thomas Murray, AIF® is a registered financial advisor currently at PTM WEALTH MANAGEMENT, LLC located in North Wales, Pennsylvania.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Paul has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Business Name: Songwriter Investment Related: No Address: 350 N Main Street Suite 101 Chalfont PA 18914 Nature of Business: Other Other/None of the Above Songwriting Position, Title or Relationship: writer Start Date: 3/1/1997 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I write songs 2) Insurance Sales - Investment Related - 1501 Lower State RD, Building D, North Wales, PA 19454 - Insurance Professional - Approximately 35% of time per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Thomas Murray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 11, 2020 - Present

PTM WEALTH MANAGEMENT, LLC

Office #1: 1501 Lower State Road Building D, North Wales, PA 19454

RIA

CRD#: 308944

North Wales, PA

Past

April 20, 2016 - June 12, 2020

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

CHALFONT, PA

Past

April 2, 2015 - June 12, 2020

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

North Wales, PA

Past

April 1, 2015 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

North Wales, PA

Past

September 6, 2011 - May 5, 2015

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

CHALFANT, PA

Past

September 1, 2011 - April 13, 2015

LPL FINANCIAL LLC

CRD#: 6413

CHALFONT, PA

Past

October 7, 2004 - September 2, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HORSHAM, PA

Past

October 1, 2004 - September 2, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HORSHAM, PA

Past

January 16, 2001 - October 6, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PTM WEALTH MANAGEMENT, LLC

CRD#: 308944 / SEC#: 801-129819

RIA

Registered Investment Advisory firm - (4/1/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/12/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/11/2020)

IAR

Texas
(1/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/9/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/12/2001

General Securities Representative Examination

Current Firm

PTM WEALTH MANAGEMENT, LLC

CRD#: 308944 / SEC#: 801-129819

RIA

Registered Investment Advisory firm - (4/1/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/12/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2024 Terminated)

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Contact information

Main Address

1501 Lower State Road Building D, North Wales, PA 19454

Mailing Address

Phone number

(267) 317-1515

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PTM DISCLOSURE BROCHURE (6/18/2025)

Regulatory assets under management

Total Number of Accounts	505
AUM (Assets Under Management)	$ 175,290,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul T. Murray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Thomas Murray's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PTM WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2001

SIE

Date: 10/1/2018

Series 31

Date: 2/9/2001

Series 7

Date: 1/12/2001

Current Firm

PTM WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PTM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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