Lewis P. Sosnowik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Pa Sosnowik, who also goes by Lewis Sosnowik, was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1967. Lewis had worked at 4 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 1988 - April 9, 2015
TZ CLEAR LLC
April 30, 1985 - February 23, 1988
NORTH AMERICAN INVESTMENT CORP.
October 23, 1973 - April 30, 1985
LANG AND COMPANY
March 30, 1967 - November 23, 1973
WACHTEL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/29/1967
Registered Representative ExaminationCurrent Firm
TZ CLEAR LLC
CRD#: 8089 / SEC#: , 8-24511
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
