Mark G. Ackermann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Gerard Ackermann, who also goes by Mark Ackerman, Mark G Ackermann, Mark Gerard Ackermann Jr, Mark Ackermann Jr, Mark Gerard Ackermann, Mark Ackermann, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2000. Mark had worked at 6 firms and has passed the SIE, Series 3, Series 7, Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2018 - October 17, 2019
BGC FINANCIAL, L.P.
May 14, 2018 - November 21, 2018
TULLETT PREBON FINANCIAL SERVICES LLC
April 4, 2016 - May 2, 2018
GFI SECURITIES LLC
August 24, 2015 - March 29, 2016
J. STREICHER & CO. L.L.C.
January 21, 2015 - March 24, 2015
EQUITABLE ADVISORS, LLC
August 5, 2002 - May 16, 2007
BANC OF AMERICA SPECIALIST, INC.
May 15, 2001 - August 3, 2001
BANC OF AMERICA SPECIALIST, INC.
October 1, 2000 - January 18, 2001
BANC OF AMERICA SPECIALIST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 21
Date: 12/16/2004
NYSE Front Line Specialist ClerkSeries 25
Date: 12/10/2002
NYSE Trading Assistant ExaminationCurrent Firm
BGC FINANCIAL, L.P.
CRD#: 19801 / SEC#: , 8-39012
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BGC BROKERS US L.P. | LIMITED PARTNER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| AUBIN, JEAN PIERRE | EXECUTIVE MANAGING DIRECTOR EQUITIES, DERIVATIVES, FUTURES | 5596046 |
| BGCF HOLDINGS LLC | GENERAL PARTNER | |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 36 |
Red Flags
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