Erin I. Mccartney
Professional summary
Erin Irene Mccartney, CFP®, who also goes by Erin Irene Mccartney, Erin Irene Squires, Erin Mccartney, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Middletown, New York.
Erin is registered as a RR (Registered Representative) and started their career in finance in 2000. Erin has worked at 2 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erin Irene Mccartney's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
January 10, 2023 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 125 Dolson Ave, Middletown, NY 10940-6559January 24, 2007 - November 19, 2021
ALLSTATE FINANCIAL SERVICES, LLC
December 14, 2004 - February 17, 2005
CITIGROUP GLOBAL MARKETS INC.
January 14, 2003 - March 6, 2003
CITIGROUP GLOBAL MARKETS INC.
December 19, 2000 - May 24, 2001
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2023)
(1/10/2023)
(4/25/2023)
Exams
Series 6TO
Date: 1/10/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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