BS
Barry A. Scoville
INSPEREX LLC
Charlotte, NC 28209
Some features on this profile are disabled
CRD#: 4305624
BS
Professional summary
Barry Arthur Scoville JR, who also goes by Barry A Scoville Jr, Barry A Scoville Jr., Barry A Scoville, Barry A. Scoville Jr., Barry Scoville, Barry A Scoville Jr., is a registered financial professional currently at INSPEREX LLC located in Charlotte, North Carolina.
Barry is registered as a RR (Registered Representative) and started their career in finance in 2001. Barry has worked at 9 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Barry A Scoville Jr | Barry A Scoville Jr. | Barry A Scoville | Barry A. Scoville Jr. | Barry Scoville | Barry A Scoville Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Barry Arthur Scoville JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2020 - Present
INSPEREX LLC
Office #1: 5605 Carnegie Blvd Suite 150, Charlotte, NC 28209BD
CRD#: 101420
Charlotte, NC
Past
June 18, 2019 - February 28, 2020
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
CHARLOTTE, NC
Past
August 2, 2016 - February 14, 2019
CANTOR FITZGERALD & CO.
BD
CRD#: 134
CHARLOTTE, NC
Past
April 8, 2015 - May 4, 2016
JEFFERIES LLC
BD
CRD#: 2347
NEW YORK, NY
Past
July 19, 2010 - March 31, 2015
PIPER SANDLER & CO.
BD
CRD#: 665
NEW YORK, NY
Past
August 5, 2009 - July 14, 2010
WEEDEN & CO.L.P.
BD
CRD#: 16835
SUMMIT, NJ
Past
March 27, 2009 - July 28, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
March 13, 2009 - July 28, 2009
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
September 12, 2005 - March 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
January 1, 2001 - September 20, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/24/2020)
RR
Alaska(9/24/2020)
RR
Arizona(9/24/2020)
RR
Arkansas(9/24/2020)
RR
California(9/23/2020)
RR
Colorado(9/24/2020)
RR
Connecticut(9/24/2020)
RR
Delaware(9/24/2020)
RR
District of Columbia(9/24/2020)
RR
Florida(9/23/2020)
RR
Georgia(9/24/2020)
RR
Hawaii(9/24/2020)
RR
Idaho(9/24/2020)
RR
Illinois(9/23/2020)
RR
Indiana(9/24/2020)
RR
Iowa(9/24/2020)
RR
Kansas(9/24/2020)
RR
Kentucky(9/24/2020)
RR
Louisiana(9/24/2020)
RR
Maine(9/24/2020)
RR
Maryland(9/24/2020)
RR
Massachusetts(9/24/2020)
RR
Michigan(9/24/2020)
RR
Minnesota(9/24/2020)
RR
Mississippi(9/24/2020)
RR
Missouri(9/24/2020)
RR
Montana(9/24/2020)
RR
Nebraska(9/24/2020)
RR
Nevada(9/24/2020)
RR
New Hampshire(9/24/2020)
RR
New Jersey(9/23/2020)
RR
New Mexico(9/24/2020)
RR
New York(9/23/2020)
RR
North Carolina(9/23/2020)
RR
North Dakota(9/24/2020)
RR
Ohio(9/24/2020)
RR
Oklahoma(9/24/2020)
RR
Oregon(9/24/2020)
RR
Pennsylvania(9/24/2020)
RR
Puerto Rico(9/24/2020)
RR
Rhode Island(9/24/2020)
RR
South Carolina(9/24/2020)
RR
South Dakota(9/24/2020)
RR
Tennessee(9/24/2020)
RR
Texas(9/24/2020)
RR
Utah(9/24/2020)
RR
Vermont(9/24/2020)
RR
Virgin Islands(9/24/2020)
RR
Virginia(9/24/2020)
RR
Washington(9/24/2020)
RR
West Virginia(9/24/2020)
RR
Wisconsin(9/24/2020)
RR
Wyoming(9/24/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/4/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IL
INSPEREX LLC
INCAPITAL | INTEGRATED INVESTMENTS, L.L.C. | INTEGRATED CAPITAL, LLC | INSPEREX LLC | INSPEREX | INCAPITAL, LLC | INCAPITAL LLC
CRD#: 101420 / SEC#: , 8-52081
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
25 Se 4th Avenue Suite 400, Delray Beach, FL 33483
Mailing Address
233 South Wacker Drive Suite 4400, Chicago, IL 60606
Phone number
(312) 379-3700
Established
Delaware since 09/01/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| RHODES, DERYK TREVOR | HEAD OF WEALTH MANAGEMENT SOLUTIONS | 4157411 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
