Barry A. Scoville

COHEN & COMPANY SECURITIES

BOCA RATON, FL 33431

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CRD#: 4305624

Professional summary

Barry Arthur Scoville JR, who also goes by Barry A Scoville Jr, Barry A Scoville Jr., Barry A Scoville, Barry A. Scoville Jr., Barry Scoville, Barry A Scoville Jr., is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in Boca Raton, Florida.

Barry is registered as a RR (Registered Representative) and started their career in finance in 2001. Barry has worked at 10 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Barry Arthur Scoville JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2026 - Present

COHEN & COMPANY SECURITIES, LLC

Office #1: 1800 N. Military Trail Suite 450, Boca Raton, FL 33431

CRD#: 149758

BOCA RATON, FL

Past

September 23, 2020 - January 5, 2026

INSPEREX LLC

CRD#: 101420

Charlotte, NC

Past

June 18, 2019 - February 28, 2020

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

August 2, 2016 - February 14, 2019

CANTOR FITZGERALD & CO.

CRD#: 134

CHARLOTTE, NC

Past

April 8, 2015 - May 4, 2016

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

July 19, 2010 - March 31, 2015

PIPER SANDLER & CO.

CRD#: 665

NEW YORK, NY

Past

August 5, 2009 - July 14, 2010

WEEDEN & CO.L.P.

CRD#: 16835

SUMMIT, NJ

Past

March 27, 2009 - July 28, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 13, 2009 - July 28, 2009

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

September 12, 2005 - March 17, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 1, 2001 - September 20, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2026)

Alaska
(1/2/2026)

Arizona
(1/2/2026)

Arkansas
(1/2/2026)

California
(1/2/2026)

Colorado
(1/2/2026)

Connecticut
(1/2/2026)

Delaware
(1/2/2026)

District of Columbia
(1/2/2026)

Florida
(1/2/2026)

Georgia
(1/2/2026)

Hawaii
(1/2/2026)

Idaho
(1/2/2026)

Illinois
(1/2/2026)

Indiana
(1/2/2026)

Iowa
(1/2/2026)

Kansas
(1/2/2026)

Kentucky
(1/2/2026)

Louisiana
(1/2/2026)

Maine
(1/2/2026)

Maryland
(1/2/2026)

Massachusetts
(1/2/2026)

Michigan
(1/2/2026)

Minnesota
(1/2/2026)

Mississippi
(1/2/2026)

Missouri
(1/2/2026)

Montana
(1/2/2026)

Nebraska
(1/2/2026)

Nevada
(1/2/2026)

New Hampshire
(1/2/2026)

New Jersey
(1/2/2026)

New Mexico
(1/2/2026)

New York
(1/2/2026)

North Carolina
(1/2/2026)

North Dakota
(1/2/2026)

Ohio
(1/2/2026)

Oklahoma
(1/2/2026)

Oregon
(1/2/2026)

Pennsylvania
(1/2/2026)

Puerto Rico
(1/2/2026)

Rhode Island
(1/2/2026)

South Carolina
(1/2/2026)

South Dakota
(1/2/2026)

Tennessee
(1/2/2026)

Texas
(1/2/2026)

Utah
(1/2/2026)

Vermont
(1/2/2026)

Virgin Islands
(1/2/2026)

Virginia
(1/2/2026)

Washington
(1/2/2026)

West Virginia
(1/2/2026)

Wisconsin
(1/2/2026)

Wyoming
(1/2/2026)

Exams

State Security Law Exam

Series 63

Date: 3/12/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/4/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/28/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/28/2018

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

COHEN & COMPANY SECURITIES, LLC

CRD#: 149758 / SEC#: , 8-68186

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

3 Columbus Circle 24th Floor, New York, NY 10019

Mailing Address

3 Columbus Circle 24th Floor, New York, NY 10019

Phone number

(646) 792-5600

Established

Delaware since 12/05/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
J.V.B. FINANCIAL GROUP HOLDINGS, LP.	SOLE MEMBER
BRAFMAN, LESTER RAYMOND	CHIEF EXECUTIVE OFFICER	1895749
BURKLIN, STEPHAN GEORGE	EXECUTIVE VICE PRESIDENT	1808970
LISTMAN, DOUGLAS	CFO	5894307
VACCA, KATHARINE ELIZABETH	CHIEF COMPLIANCE OFFICER	1821586

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Barry A. Scoville

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Barry Arthur Scoville JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSPEREX LLC

WELLS FARGO SECURITIES, LLC

CANTOR FITZGERALD & CO.

JEFFERIES LLC

PIPER SANDLER & CO.

WEEDEN & CO.L.P.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/12/2001

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 6/4/2001

Series 7

Date: 12/28/2000

Series 24

Date: 8/28/2018

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

COHEN & COMPANY SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

COHEN & COMPANY SECURITIES, LLC

TRUST BUT VERIFY

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