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CC

Christopher J. Colombo

PGB SECURITIES LLC
Bedminster, NJ 07921
Some features on this profile are disabled
CRD#: 4302057
CC

Professional summary

Christopher J Colombo is a registered financial professional currently at PGB SECURITIES LLC located in Bedminster, New Jersey.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher J Colombo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 13, 2021 - Present

PGB SECURITIES LLC

Office #1: 500 Hills Drive, Bedminster, NJ 07921Office #2: 500 Hills Drive, Bedminster, NJ 07921
BD
CRD#: 301472
Bedminster, NJ
Past

February 5, 2020 - November 9, 2020

LPL FINANCIAL LLC

RIA
CRD#: 6413
BEDMINSTER, NJ
Past

February 4, 2020 - November 9, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
BEDMINSTER, NJ
Past

June 15, 2018 - February 4, 2020

QUADRANT CAPITAL MANAGEMENT, LLC

RIA
CRD#: 109952
FAIRFIELD, NJ
Past

February 23, 2017 - May 29, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

January 19, 2001 - May 29, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(1/13/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/1/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/29/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PGB SECURITIES LLC
PGB SECURITIES LLC | PGBANK SECURITIES LLC

CRD#: 301472 / SEC#: , 8-70338

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
500 Hills Drive, Bedminster, NJ 07921
Mailing Address
500 Hills Drive, Bedminster, NJ 07921
Phone number
(908) 443-5385
Established
New Jersey since 03/21/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PEAPACK-GLADSTONE BANKMEMBER
FRASIER, MICHAEL JOHNCCO3013598
SERRA, CARL ANTHONY IIIFINOP, POO AND PFO3179039
WASER, ERIC HUGOCEO7151260

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PGB SECURITIES LLC

CRD#: 301472Bedminster, NJ 07921

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