Richard B. Kuehn
Professional summary
Richard Bert Kuehn, who also goes by Richard B Kuehn, is a registered financial professional currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2001. Richard has worked at 14 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Bert Kuehn's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2024 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 56th Floor, New York, NY, 10112November 12, 2021 - August 8, 2024
HARTFORD FUNDS
November 11, 2021 - August 8, 2024
HARTFORD FUNDS DISTRIBUTORS, LLC
September 20, 2019 - November 9, 2021
VOYA INVESTMENT MANAGEMENT CO. LLC
September 20, 2019 - November 9, 2021
VOYA INVESTMENTS DISTRIBUTOR, LLC
January 2, 2019 - September 25, 2019
AQR INVESTMENTS, LLC
February 6, 2017 - December 31, 2018
ALPS DISTRIBUTORS, INC.
June 12, 2014 - March 29, 2016
NEXPOINT SECURITIES, INC.
April 2, 2008 - June 18, 2014
AST INVESTMENT SERVICES, INC.
April 2, 2008 - June 18, 2014
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 5, 2005 - March 26, 2008
FEDERATED INVESTMENT COUNSELING
June 14, 2005 - March 26, 2008
FEDERATED SECURITIES CORP.
May 8, 2003 - May 24, 2005
SIGNATOR FINANCIAL SERVICES, INC.
March 28, 2001 - May 6, 2002
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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