RS
Robert C. Scarborough
SPIREPOINT PRIVATE CLIENT
PALM BEACH GARENS, FL 33410
Some features on this profile are disabled
CRD#: 4300571
RS
Professional summary
Robert C Scarborough is a registered financial advisor currently at SPIREPOINT PRIVATE CLIENT, LLC located in Palm Beach Garens, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) SpirePoint Private Client. Investment Related. At Registered Location. RIA. IAR. 7/2025. 160. 130. Service Clients. 2.) Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. 8/2025. 10. 10. Provide insurance advice based on the needs of client(s). 3.) Palm Beach Island Cats. Non-Investment Related. PO Box 173 Palm Beach FL, 33480. Not for Profit/ Board of Directors. Board Member/ Vice President. 1/2014. 2. 0. Fundraising, making decisions on the care of the animals, social media for the group.
CRS (Client Relationship Summary) - RIA
Click below to view Robert C Scarborough's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2025 - Present
SPIREPOINT PRIVATE CLIENT, LLC
Office #1: 3825 Pga Blvd Suite 1005, Palm Beach Garens, FL 33410RIA
CRD#: 327350
PALM BEACH GARENS, FL
Current
August 29, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: Divosta Towers South 3825 Pga Blvd; Suite 1005, Palm Beach Gardens, FL 33410BD
CRD#: 35747
ALBANY, NY
Past
March 13, 2015 - September 3, 2025
MORGAN STANLEY
RIA
CRD#: 149777
West Palm Beach, FL
Past
March 13, 2015 - September 3, 2025
MORGAN STANLEY
BD
CRD#: 149777
West Palm Beach, FL
Past
May 7, 2001 - March 17, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PALM BEACH, FL
Past
May 4, 2001 - March 17, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PALM BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPIREPOINT PRIVATE CLIENT, LLC
SPIREPOINT PRIVATE CLIENT | THELG, LLC | SPIREPOINT PRIVATE CLIENT, LLC
CRD#: 327350 / SEC#: 801-128336
RIA
Registered Investment Advisory firm - (7/14/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/29/2025)
RR
California(8/29/2025)
RR
Colorado(8/29/2025)
RR
Connecticut(8/29/2025)
RR
Delaware(9/4/2025)
RR
Florida(9/3/2025)
IAR
Florida(9/9/2025)
RR
Georgia(8/29/2025)
RR
Illinois(8/29/2025)
RR
Kansas(8/29/2025)
RR
Louisiana(8/29/2025)
RR
Massachusetts(9/2/2025)
RR
Mississippi(8/29/2025)
RR
New Hampshire(8/29/2025)
RR
New Jersey(9/4/2025)
RR
New York(8/29/2025)
RR
North Carolina(8/29/2025)
RR
Ohio(8/29/2025)
RR
Oregon(8/29/2025)
RR
Pennsylvania(8/29/2025)
RR
Rhode Island(9/5/2025)
RR
South Carolina(8/29/2025)
RR
Tennessee(8/29/2025)
RR
Texas(8/29/2025)
RR
Vermont(8/29/2025)
RR
Virginia(8/29/2025)
RR
Washington(8/29/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPIREPOINT PRIVATE CLIENT, LLC
SPIREPOINT PRIVATE CLIENT | THELG, LLC | SPIREPOINT PRIVATE CLIENT, LLC
CRD#: 327350 / SEC#: 801-128336
RIA
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Contact information
Main Address
830 Azalea Lane, Vero Beach, FL 32963
Mailing Address
Phone number
(772) 316-1271
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 799 |
| AUM (Assets Under Management) | $ 1,123,920,196 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
