BG
Brendan D. Gundersen
VAN ECK SECURITIES
New York, NY 10017-4033
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CRD#: 4296765
BG
Professional summary
Brendan Douglas Gundersen is a registered financial professional currently at VAN ECK SECURITIES CORPORATION located in New York, New York.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 2001. Brendan has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brendan Douglas Gundersen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2017 - Present
VAN ECK SECURITIES CORPORATION
Office #1: 666 Third Avenue 9th Floor, New York, NY 10017-4033BD
CRD#: 2269
New York, NY
Past
January 9, 2015 - June 7, 2017
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
RIA
CRD#: 109591
NEW YORK, NY
Past
January 9, 2015 - June 7, 2017
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
NEW YORK, NY
Past
October 29, 2013 - October 7, 2014
BLACKROCK FINANCIAL MANAGEMENT, INC
RIA
CRD#: 107105
PRINCETON, NJ
Past
January 3, 2012 - October 7, 2014
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
PRINCETON, NJ
Past
November 9, 2009 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
BD
CRD#: 146183
NEW YORK, NY
Past
January 11, 2007 - December 31, 2009
BLACKROCK EXECUTION SERVICES
BD
CRD#: 39438
NEW YORK, NY
Past
August 31, 2001 - November 28, 2006
GE INVESTMENT DISTRIBUTORS, INC
BD
CRD#: 32087
STAMFORD, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/13/2017)
RR
Alaska(9/13/2017)
RR
Arizona(9/13/2017)
RR
Arkansas(9/13/2017)
RR
California(9/13/2017)
RR
Colorado(9/13/2017)
RR
Connecticut(9/13/2017)
RR
Delaware(9/13/2017)
RR
District of Columbia(9/13/2017)
RR
Florida(9/13/2017)
RR
Georgia(9/13/2017)
RR
Hawaii(9/13/2017)
RR
Idaho(9/13/2017)
RR
Illinois(9/13/2017)
RR
Indiana(9/13/2017)
RR
Iowa(9/13/2017)
RR
Kansas(9/13/2017)
RR
Kentucky(9/13/2017)
RR
Louisiana(9/13/2017)
RR
Maine(9/13/2017)
RR
Maryland(9/13/2017)
RR
Massachusetts(9/13/2017)
RR
Michigan(9/13/2017)
RR
Minnesota(9/13/2017)
RR
Mississippi(9/13/2017)
RR
Missouri(9/13/2017)
RR
Montana(9/13/2017)
RR
Nebraska(9/13/2017)
RR
Nevada(9/13/2017)
RR
New Hampshire(9/13/2017)
RR
New Jersey(9/13/2017)
RR
New Mexico(9/13/2017)
RR
New York(9/13/2017)
RR
North Carolina(9/13/2017)
RR
North Dakota(9/13/2017)
RR
Ohio(9/13/2017)
RR
Oklahoma(9/13/2017)
RR
Oregon(9/13/2017)
RR
Pennsylvania(9/13/2017)
RR
Puerto Rico(9/13/2017)
RR
Rhode Island(9/13/2017)
RR
South Carolina(9/13/2017)
RR
South Dakota(9/13/2017)
RR
Tennessee(9/13/2017)
RR
Texas(9/13/2017)
RR
Utah(9/13/2017)
RR
Vermont(9/13/2017)
RR
Virgin Islands(9/13/2017)
RR
Virginia(9/13/2017)
RR
Washington(9/13/2017)
RR
West Virginia(9/13/2017)
RR
Wisconsin(9/13/2017)
RR
Wyoming(9/13/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VE
VAN ECK SECURITIES CORPORATION
I. I. I. SECURITIES CORPORATION | VE | VANECK | VAN ECK SECURITIES CORPORATION
CRD#: 2269 / SEC#: , 8-4618
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
666 Third Avenue 9th Floor, New York, NY 10017-4033
Mailing Address
666 Third Avenue 9th Floor, New York, NY 10017-4033
Phone number
(212) 293-2000
Established
Delaware since 08/01/1955
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VAN ECK ASSOCIATES CORPORATION | 100% OWNER & PARENT | |
| GOZZILLO, FRANCESCO MICHAEL | CHIEF COMPLIANCE OFFICER | 2099916 |
| RAPPAPORT, LEE ROBERT | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR | 4682842 |
| SIMON, JONATHAN RICH | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR | 5313394 |
| VANECK, JAN FREDERICK | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1695680 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
