CC
Christopher E. Crosby
CETERA INVESTMENT ADVISERS LLC
CHERRY HILL, NJ 08002
Some features on this profile are disabled
CRD#: 4296666
CC
Professional summary
Christopher Emilio Crosby, who also goes by Christopher Crosby, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cherry Hill, New Jersey and CETERA ADVISORS LLC located in Cherry Hill, New Jersey.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Crosby
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: ROWAN COLLEGE INVESTMENT RELATED: NO ADDRESS: 900 COLLEGE CIR, MT LAUREL TOWNSHIP, NJ 08054 NATURE OF BUSINESS: INVESTMENT COUNCIL/COMMITTEE POSITION/TITLE/RELATIONSHIP: TRUSTEE START DATE: 6/2025 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: ON THE BOARD REVIEWING INVESTMENT ADVISORS AND PORTFOLIO ALLOCATIONS AS WELL AS RESEARCHING INVESTMENT OPTIONS FOR THE FOUNDATION; 2. NAME OF OTHER BUSINESS: REAL ESTATE INVESTMENT RELATED: NO ADDRESS: WESTAMPTON, NJ 08060 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 5/2014 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWNER; 3. NAME OF OTHER BUSINESS: CROSBY PRIVATE WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR, OFFICE MANAGER;
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Emilio Crosby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 457 Haddonfield Rd Suite 220, Cherry Hill, NJ 08002Office #2: 2119 Long Beach Blvd 2nd Floor, Ship Bottom, NJ 08008RIA
CRD#: 105644
CHERRY HILL, NJ
Current
June 9, 2025 - Present
CETERA ADVISORS LLC
Office #1: 457 Haddonfield Rd Suite 220, Cherry Hill, NJ 08002Office #2: 2119 Long Beach Blvd 2nd Floor, Ship Bottom, NJ 08008BD
CRD#: 10299
CHERRY HILL, NJ
Past
December 8, 2021 - June 12, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
CHERRY HILL, NJ
Past
December 2, 2021 - June 12, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
CHERRY HILL, NJ
Past
November 19, 2020 - December 6, 2021
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Ship Bottom, NJ
Past
April 14, 2020 - October 14, 2020
TRUADVICE LLC
RIA
CRD#: 292482
Westampton, NJ
Past
September 9, 2015 - December 20, 2019
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Past
April 11, 2008 - December 5, 2013
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
DENVER, CO
Past
November 8, 2006 - March 17, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
RIA
CRD#: 145
PHILADELPHIA, PA
Past
November 7, 2006 - March 17, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
PHILADELPHIA, PA
Past
September 28, 2004 - August 18, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
September 21, 2004 - August 18, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PENNINGTON, NJ
Past
July 25, 2002 - October 22, 2004
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/19/2025)
RR
Connecticut(8/18/2025)
RR
Delaware(6/9/2025)
RR
District of Columbia(8/18/2025)
RR
Florida(6/9/2025)
RR
Georgia(8/18/2025)
RR
Maine(8/18/2025)
RR
Maryland(8/18/2025)
RR
Massachusetts(8/18/2025)
RR
Nevada(7/31/2025)
RR
New Jersey(6/9/2025)
IAR
New Jersey(6/10/2025)
RR
New York(6/9/2025)
RR
North Carolina(6/13/2025)
RR
Ohio(8/20/2025)
RR
Pennsylvania(6/9/2025)
RR
Rhode Island(8/18/2025)
RR
South Carolina(8/18/2025)
RR
Virginia(6/9/2025)
RR
Washington(6/12/2025)
RR
West Virginia(8/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
