Peter E. Servidio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Emmanmel Servidio, who also goes by Peter Emmanmel Servidio Jr, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1999. Peter had worked at 2 firms and has passed the Series 56, Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2011 - November 29, 2012
WTS PROPRIETARY TRADING GROUP LLC
January 6, 1999 - February 27, 2004
LABRANCHE & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 10/27/2011
Proprietary Trader Qualification ExaminationSeries 21
Date: 4/11/2000
NYSE Front Line Specialist ClerkSeries 25
Date: 12/9/1999
NYSE Trading Assistant ExaminationCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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