MB
Major H. Brannen
BRANNEN & LYLE INVESTMENT COMPANY
BAINBRIDGE, GA 39819
Some features on this profile are disabled
CRD#: 4292418
MB
Professional summary
Major Harold Brannen JR, who also goes by Hal Brannen Jr, Major Harold Brannen Jr, is a registered financial advisor currently at BRANNEN & LYLE INVESTMENT COMPANY located in Bainbridge, Georgia and CETERA INVESTMENT ADVISERS LLC located in Bainbridge, Georgia.
Major is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Major has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hal Brannen Jr | Major Harold Brannen Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: BRANNEN & LYLE INVESTMENT COMPANY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 03/2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT 2) BRANNEN & LYLE INVESTMENT COMPANY, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 03/20/20, REGISTERED REPRESENTATIVE/PARTNER, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 3) FIRST PORT CITY BANK, 400 W SLEOTWELL ST 39819, START 2002, BOARD MEMBER 4) NAME OF OTHER BUSINESS: ELBERTA CRATE & BOX COMPANY ; INVESTMENT RELATED: NO ; ADDRESS: 606 DOTHAN RD, BAINBRIDGE GA 39817 ; NATURE OF BUSINESS: CRATE COMPANY ; START DATE: 07/2019 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: ATTEND 4 QUARTERLY MEETINGS ;
CRS (Client Relationship Summary) - RIA
Click below to view Major Harold Brannen JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2001 - Present
BRANNEN & LYLE INVESTMENT COMPANY
Office #1: 410 S. West Street, Bainbridge, GA 39819RIA
CRD#: 125308
BAINBRIDGE, GA
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 410 S West Street, Bainbridge, GA 39819RIA
CRD#: 105644
BAINBRIDGE, GA
Current
January 1, 2004 - Present
CETERA ADVISORS LLC
Office #1: 410 S West Street, Bainbridge, GA 39819BD
CRD#: 10299
BAINBRIDGE, GA
Past
March 13, 2020 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
BAINBRIDGE, GA
Past
July 2, 2001 - January 1, 2004
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
December 18, 2000 - July 5, 2001
DEMPSEY FINANCIAL NETWORK, INC.
BD
CRD#: 38330
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/1/2004)
RR
Colorado(2/6/2025)
RR
Florida(1/1/2004)
IAR
Georgia(3/7/2003)
RR
Georgia(1/1/2004)
RR
Illinois(10/1/2025)
RR
Massachusetts(4/28/2006)
RR
Mississippi(5/7/2025)
RR
Nebraska(3/22/2017)
RR
North Carolina(1/1/2004)
RR
Ohio(1/3/2020)
RR
South Carolina(1/1/2004)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Bainbridge, GA 39819TRUST BUT VERIFY
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