JV
Jaime Vizcarra
CETERA INVESTMENT ADVISERS LLC
SAN DIEGO, CA 92101
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CRD#: 4291607
JV
Professional summary
Jaime Vizcarra is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Diego, California and CETERA WEALTH SERVICES, LLC located in El Segundo, California.
Jaime is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jaime has worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jaime Vizcarra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 655 W Broadway12th Fl, San Diego, CA 92101Office #2: 2301 Rosecrans Ave #5100, El Segundo, CA 90245RIA
CRD#: 105644
SAN DIEGO, CA
Current
June 17, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 13572
El Segundo, CA
Current
July 12, 2017 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 15340
El Segundo, CA
Current
March 5, 2018 - Present
CETERA ADVISORS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 10299
El Segundo, CA
Current
March 20, 2019 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 10358
El Segundo, CA
Past
December 6, 2019 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
EL SEGUNDO, CA
Past
August 7, 2015 - December 31, 2016
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
El Segundo, CA
Past
June 18, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CULVER CITY, CA
Past
May 10, 2011 - August 9, 2013
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
SANTA MONICA, CA
Past
January 3, 2011 - August 9, 2013
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
SANTA MONICA, CA
Past
March 3, 2005 - April 22, 2010
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
March 27, 2001 - February 22, 2005
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/7/2015)
RR
Alaska(8/7/2015)
RR
Arizona(8/7/2015)
RR
Arkansas(8/7/2015)
RR
California(6/17/2013)
IAR
California(6/29/2023)
RR
Colorado(8/7/2015)
RR
Connecticut(8/7/2015)
RR
Delaware(8/7/2015)
RR
District of Columbia(8/7/2015)
RR
Florida(8/7/2015)
RR
Georgia(8/7/2015)
RR
Hawaii(8/7/2015)
RR
Idaho(8/7/2015)
RR
Illinois(8/7/2015)
IAR
Illinois(12/10/2024)
RR
Indiana(8/7/2015)
RR
Iowa(8/7/2015)
RR
Kansas(8/7/2015)
RR
Kentucky(8/7/2015)
RR
Louisiana(8/7/2015)
RR
Maine(8/7/2015)
RR
Maryland(8/7/2015)
RR
Massachusetts(8/7/2015)
RR
Michigan(8/7/2015)
RR
Minnesota(8/7/2015)
RR
Mississippi(8/7/2015)
RR
Missouri(8/7/2015)
RR
Montana(8/7/2015)
RR
Nebraska(8/7/2015)
RR
Nevada(3/5/2018)
RR
New Hampshire(8/7/2015)
RR
New Jersey(8/7/2015)
RR
New Mexico(8/7/2015)
RR
New York(8/7/2015)
RR
North Carolina(3/5/2018)
RR
North Dakota(8/7/2015)
RR
Ohio(3/5/2018)
RR
Oklahoma(8/7/2015)
RR
Oregon(8/7/2015)
RR
Pennsylvania(8/7/2015)
RR
Puerto Rico(8/7/2015)
RR
Rhode Island(8/7/2015)
RR
South Carolina(8/7/2015)
RR
South Dakota(8/7/2015)
RR
Tennessee(8/7/2015)
RR
Texas(8/7/2015)
IAR
Texas(6/29/2023)
RR
Utah(8/7/2015)
RR
Vermont(8/7/2015)
RR
Virgin Islands(8/7/2015)
RR
Virginia(8/7/2015)
RR
Washington(8/7/2015)
RR
West Virginia(8/7/2015)
RR
Wisconsin(8/7/2015)
RR
Wyoming(8/7/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
