CE
Connie R. Ellis Foster
TRUIST ADVISORY SERVICES
ATLANTA, GA 30308
Some features on this profile are disabled
CRD#: 4291330
CE
Professional summary
Connie Renae Ellis Foster, who also goes by Connie Renae Foster, Connie Rena Foster-ridley, Connie Renae Foster-ridley, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Connie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Connie has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Connie Renae Foster | Connie Rena Foster-Ridley | Connie Renae Foster-Ridley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BROWN ONYX ENTERPRISES, LLC POSITION: Owner NATURE: ONLINE RETAIL BUSINESS MARKETING WOMEN'S FASHION ACCESSORIES, SPECIFICALLY HANDBAGS INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2009 ADDRESS: Conyers GA, United States DESCRIPTION: Owner of online retail business marketing women's fashion accessories; responsible for ordering inventory, sales receipts, and order distribution. QUEEN 3 CREATIONS POSITION: Head Artist NATURE: create unique artwork for clients and take photos of weddings, baby showers, and other family gatherings INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: Augusta GA, United States DESCRIPTION: I am the sole artist/designer/photographer for the LLC and showings/sittings will be on an appointment only basis. CREF DYNAMICS POSITION: Manager NATURE: Online wholesaling of goods via Etsy, Amazon Marketplace, and other online venues clothes, jewelry, accessories, shoes, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: Augusta GA, United States DESCRIPTION: I am the sole managing member of the LLC and will conduct and control all facets of the business. I will be responsible for acquiring the inventories that will be sold via the online venues mentioned previously.
CRS (Client Relationship Summary) - RIA
Click below to view Connie Renae Ellis Foster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 28, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 33, Atlanta, GA 30308RIA
CRD#: 283390
ATLANTA, GA
Current
November 18, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 2 & 3, Atlanta, GA 30308BD
CRD#: 17499
ATLANTA, GA
Past
November 28, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ATLANTA, GA
Past
November 12, 2015 - November 16, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATLANTA, GA
Past
November 10, 2015 - November 16, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ATLANTA, GA
Past
January 13, 2015 - October 21, 2015
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ATLANTA, GA
Past
January 16, 2014 - October 21, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ATLANTA, GA
Past
January 12, 2012 - January 7, 2014
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
DOUGLASVILLE, GA
Past
January 3, 2001 - February 16, 2011
E*TRADE SECURITIES LLC
BD
CRD#: 29106
ALPHARETTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/29/2016)
RR
Alaska(11/30/2016)
RR
Arizona(11/29/2016)
RR
Arkansas(11/30/2016)
RR
California(11/18/2016)
RR
Colorado(11/30/2016)
RR
Connecticut(11/21/2016)
RR
Delaware(11/29/2016)
RR
District of Columbia(11/22/2016)
RR
Florida(11/28/2016)
RR
Georgia(11/28/2016)
IAR
Georgia(11/28/2016)
RR
Hawaii(12/6/2016)
RR
Idaho(11/22/2016)
RR
Illinois(11/21/2016)
RR
Indiana(11/29/2016)
RR
Iowa(11/29/2016)
RR
Kansas(11/22/2016)
RR
Kentucky(11/29/2016)
RR
Louisiana(11/29/2016)
RR
Maine(11/21/2016)
RR
Maryland(11/28/2016)
RR
Massachusetts(11/21/2016)
RR
Michigan(11/23/2016)
RR
Minnesota(12/5/2016)
RR
Mississippi(12/2/2016)
RR
Missouri(11/24/2016)
RR
Montana(11/25/2016)
RR
Nebraska(11/29/2016)
RR
Nevada(12/5/2016)
RR
New Hampshire(12/2/2016)
RR
New Jersey(12/8/2016)
RR
New Mexico(11/29/2016)
RR
New York(11/30/2016)
RR
North Carolina(11/21/2016)
RR
North Dakota(11/23/2016)
RR
Ohio(11/21/2016)
RR
Oklahoma(12/6/2016)
RR
Oregon(3/5/2018)
RR
Pennsylvania(11/21/2016)
RR
Rhode Island(11/21/2016)
RR
South Carolina(12/8/2016)
RR
South Dakota(11/28/2016)
RR
Tennessee(11/30/2016)
RR
Texas(11/22/2016)
RR
Utah(11/21/2016)
RR
Vermont(12/8/2016)
RR
Virginia(11/21/2016)
RR
Washington(11/29/2016)
RR
West Virginia(12/5/2016)
RR
Wisconsin(11/21/2016)
RR
Wyoming(11/22/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
