EC
Eric J. Cuccurullo
WALL STREET ACCESS
Park Ridge, NJ 07656
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CRD#: 4291237
EC
Professional summary
Eric Joseph Cuccurullo is a registered financial professional currently at WALL STREET ACCESS located in Park Ridge, New Jersey.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2001. Eric has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eric Joseph Cuccurullo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2018 - Present
WALL STREET ACCESS
Office #1: One Maynard Drive Suite 2201, Park Ridge, NJ 07656BD
CRD#: 10012
Park Ridge, NJ
Past
April 29, 2004 - April 23, 2018
TRADE MANAGE CAPITAL, INC.
BD
CRD#: 7263
SADDLE BROOK, NJ
Past
January 9, 2002 - April 8, 2002
AVALON RESEARCH GROUP, INC.
BD
CRD#: 39815
BOCA RATON, FL
Past
January 19, 2001 - August 8, 2001
REDWOOD BROKERAGE LLC
BD
CRD#: 39416
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/1/2018)
RR
California(5/1/2018)
RR
Connecticut(5/1/2018)
RR
Illinois(5/1/2018)
RR
Kansas(5/1/2018)
RR
Kentucky(5/1/2018)
RR
Massachusetts(5/1/2018)
RR
Michigan(5/1/2018)
RR
Minnesota(5/1/2018)
RR
Nevada(5/1/2018)
RR
New Hampshire(5/1/2018)
RR
New Jersey(5/1/2018)
RR
New York(5/1/2018)
RR
Ohio(5/1/2018)
RR
Oklahoma(5/1/2018)
RR
Oregon(5/1/2018)
RR
Pennsylvania(5/1/2018)
RR
Texas(5/1/2018)
RR
Virginia(5/1/2018)
RR
Washington(5/1/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/2/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
WS
WALL STREET ACCESS
WALL STREET ACCESS | WALL STREET INVESTOR SERVICES | WALL STREET CLEARING COMPANY
CRD#: 10012 / SEC#: , 8-25936
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
100 Wall Street, Suite 804, New York, NY 10005
Mailing Address
100 Wall Street, Suite 804, New York, NY 10005
Phone number
(212) 709-9400
Established
New York since 02/01/1981
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
