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JA

John A. Antolik

PERCENT SECURITIES
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 4290393
JA
John Anthony AntolikPERCENT SECURITIES

Professional summary

John Anthony Antolik is a registered financial professional currently at PERCENT SECURITIES, LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Anthony Antolik's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2026 - Present

PERCENT SECURITIES, LLC

Office #1: 145 East 57th Street, New York, NY 10022
BD
CRD#: 314782
NEW YORK, NY
Past

November 10, 2009 - December 31, 2024

J. ALDEN ASSOCIATES, INC.

BD
CRD#: 40002
WAYNE, PA
Past

August 24, 2007 - November 3, 2009

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
CHESTERFIELD, MO
Past

August 16, 2006 - March 5, 2007

PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC

BD
CRD#: 140139
FARGO, ND
Past

November 15, 2005 - August 21, 2006

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT
Past

May 20, 2004 - May 18, 2005

TBG FINANCIAL

BD
CRD#: 26984
LOS ANGELES, CA
Past

October 18, 2000 - May 25, 2004

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/7/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/20/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/1/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PERCENT SECURITIES, LLC
PERCENT SECURITIES, LLC

CRD#: 314782 / SEC#: , 8-70732

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
145 East 57th Street, New York, NY 10022
Mailing Address
145 East 57th Street, New York, NY 10022
Phone number
(646) 876-5141
Established
Delaware since 04/12/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CADENCE GROUP, INC.MANAGING MEMBER
EGAN, RICHARD CHRISTOPHERCHIEF COMPLIANCE OFFICER6571150
HAYES, SUSAN ANNFINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL FINANCIAL OFFICER2856326
REDDY, PRATHUMNA TCHIEF EXECUTIVE OFFICER/PRESIDENT5564911
SHUMBERG, IVANA MFINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL OPERATIONS OFFICER3167225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PERCENT SECURITIES, LLC

CRD#: 314782New York, NY 10022

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