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Felipe Bulcao L. Britto

CRD# 4287953·Registered 2000 - 2017
Previously Registered: Being a previously registered professional could mean that Felipe is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Felipe Bulcao L. Britto, who also goes by Felipe Bullao Lassance Britto, was a registered financial advisor. Felipe was a previously registered financial professional and started their career in finance 2000 - 2017. Felipe had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Felipe Bullao Lassance Britto

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

BANCO VOTORANTIM SECURITIES, INC.·CRD# 139788
BD
New York, NY
November 9, 2012 - June 30, 2017
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
Miami, FL
December 22, 2011 - January 20, 2012
BARCLAYS CAPITAL INC.·CRD# 19714
BD
Miami, FL
September 22, 2008 - March 18, 2011
LEHMAN BROTHERS INC.·CRD# 7506
BD
Miami, FL
May 6, 2008 - September 22, 2008
LASALLE FINANCIAL SERVICES, INC.·CRD# 20373
BD
Miami, FL
February 21, 2003 - June 11, 2007
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
May 1, 2001 - December 16, 2002
LASALLE FINANCIAL SERVICES, INC.·CRD# 20373
BD
Chicago, IL
November 2, 2000 - May 21, 2001

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Current Firm

BV
BANCO VOTORANTIM SECURITIES, INC.

BANCO VOTORANTIM SECURITIES, INC.

CRD#: 139788 / SEC#: 8-67258
BD
Terminated by SEC on 07/03/2017

Contact Information

Established

Delaware since 03/06/2006

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BANCO VOTORANTIM S.A.PARENT—
AZEVEDO, ALVARO JORGE FONTES DEDIRECTOR6077909
BONZANINI, PAULO EUCLIDESDIRECTOR6739868
BRITTO, FELIPE BULCAO L.CCO4287953
BRITTO, FELIPE BULCAO L.PRESIDENT, CEO4287953
DOS SANTOS, ELCIO JORGEDIRECTOR6736517
FAJNZYLBER, RICARDO ABRAHAODIRECTOR6741022
PORTNOFF, DAVID ROSSFINOP, CFO2977967

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2013About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jun 2008About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed May 2008About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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