AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MC

Michael John Cuoco

STONEX FINANCIAL
CHARLOTTE, NC
·CRD# 4285437·22 years experience

Professional Summary

Michael John Cuoco, who also goes by Michael J Cuoco, Michael John Cuoco, is a registered financial advisor currently at STONEX FINANCIAL INC. located in Charlotte, North Carolina. Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 30 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael J Cuoco, Michael John Cuoco

Blog Corner

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
View profile
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Years of Experience

22 years in the financial services industry

Current & Past Employments

STONEX FINANCIAL INC.·CRD# 45993
BD
5960 Fairview Road Suite 341, Charlotte, NC 28210
November 8, 2019 - Present
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
March 16, 2004 - February 4, 2005

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Current Firm

SF
STONEX FINANCIAL INC.

INTERNATIONAL TRADER ASSOCIATION, INC. | STONEX FINANCIAL INC. | STONEX | INTLTRADER.COM, INC. | INTL TRADING, INC. | INTL FCSTONE SECURITIES INC. | INTL FCSTONE FINANCIAL INC.

CRD#: 45993 / SEC#: 8-51269
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Mailing Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Phone Number

(407) 741-5300

Established

Florida since 05/29/1998

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.OWNER—
DAVISON, STUART ANDREWDIRECTOR; CHIEF OPERATING OFFICER7824576
DICIOLLO, ANTHONY JOSEPHDIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD4976402
DUNAWAY, WILLIAM JOHNDIRECTOR, CHIEF FINANCIAL OFFICER6505923
LYON, CHARLES MARTINDIRECTOR, PRESIDENT4000852
MAURER, MARK LDIRECTOR, CHIEF RISK OFFICER4234406
PORZIO, JOSEPH JOHNFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1319702
SHEA, KEVINSECRETARY8263627
SMITH, PHILIP ANDREWDIRECTOR4999097
SZEKELY, GIGI KLARACHIEF COMPLIANCE OFFICER - BD DIVISION2530826

Disclosures

Regulatory Event

76

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(2/3/2020)
RR
Colorado
(1/2/2026)
RR
Connecticut
(2/3/2020)
RR
Florida
(2/3/2020)
RR
Illinois
(1/2/2026)
RR
Massachusetts
(2/3/2020)
RR
Michigan
(1/2/2026)
RR
Minnesota
(2/3/2020)
RR
New Jersey
(2/3/2020)
RR
New York
(2/3/2020)
RR
North Carolina
(1/15/2020)
RR
Pennsylvania
(2/3/2020)
RR
Texas
(2/3/2020)
RR
Vermont
(1/2/2026)
RR
Virginia
(2/3/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2019About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2004About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Mar 2019About the Series 30 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Michael John Cuoco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#
MC
Follow Michael
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required