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Gigi Szekely

STONEX FINANCIAL
MIAMI, FL
·CRD# 2530826·32 years experience

Professional Summary

Gigi Szekely, who also goes by Gigi Klara Szekely, Gigi Klara Szekely-hugo, Gigi Szekely, is a registered financial advisor currently at STONEX FINANCIAL INC. located in Miami, Florida and STONEX SECURITIES INC. located in Miami, Florida. Gigi is registered as a RR (Registered Representative) and started their career in finance in 1996. Gigi has worked at 12 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 6,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gigi Klara Szekely, Gigi Klara Szekely-Hugo, Gigi Szekely

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

STONEX FINANCIAL INC.·CRD# 45993
BD
333 Se 2nd Ave 21st Floor, Miami, FL 33131
January 7, 2020 - Present
STONEX SECURITIES INC.·CRD# 18456
BD
333 Se 2nd Ave 21st Floor, Miami, FL 33131
January 7, 2020 - Present
STONEX INTERNATIONAL SECURITIES INC.·CRD# 146667
BD
1221 Brickell Avenue Suite 200, Miami, FL 33131
January 8, 2026 - Present
R.J. O'BRIEN SECURITIES, LLC·CRD# 143624
BD
Winter Park, FL
September 4, 2025 - June 30, 2026
STONEX OUTSOURCED SERVICES LLC·CRD# 30773
BD
Winter Park, FL
October 12, 2022 - December 31, 2024
CLARK SECURITIES, INC.·CRD# 43803
BD
Greensboro, NC
July 14, 2016 - January 12, 2017
NEWPORT GROUP SECURITIES, INC.·CRD# 29722
BD
Lake Mary, FL
June 1, 2016 - January 21, 2020
EATON VANCE DISTRIBUTORS, INC.·CRD# 37731
BD
Boston, MA
October 29, 2004 - September 23, 2014
SCUDDER FINANCIAL SERVICES, INC.·CRD# 41692
BD
Boston, MA
April 1, 2003 - June 27, 2003
DEAM INVESTOR SERVICES, INC.·CRD# 754
BD
New York, NY
February 11, 2003 - October 21, 2004
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
February 11, 2003 - October 21, 2004
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
April 4, 2000 - December 21, 2001
DEAM INVESTOR SERVICES, INC.·CRD# 754
BD
New York, NY
May 11, 1999 - December 21, 2001
MELLON FUNDS DISTRIBUTOR, L.P.·CRD# 39414
BD
Boston, MA
February 16, 1996 - April 20, 1999

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Current Firm

SI
STONEX INTERNATIONAL SECURITIES INC.

INTERCAM SECURITIES, INC. | STONEX INTERNATIONAL SECURITIES INC.

CRD#: 146667 / SEC#: 8-67840
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1221 Brickell Avenue Suite 200, Miami, FL 33131

Mailing Address

1221 Brickell Avenue Suite 200, Miami, FL 33131

Phone Number

(305) 377-8008

Established

Florida since 09/19/2007

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.OWNER—
DICIOLLO, ANTHONY JOSEPHDIRECTOR4976402
HUGO, MARKPRINCIPAL OPERATING OFFICER2177412
NEALON, TIFFANYCHIEF COMPLIANCE OFFICER: AML COMPLIANCE OFFICER; EXECUTIVE REPRESENTATIVE:4858359
PORZIO, JOSEPH JOHNCFO/PFO/FINOP1319702
SHAFFER, ROGER LDIRECTOR1921270
SHEA, KEVINSECRETARY8263627
VIDAURRI, EVERARDODIRECTOR, CEO, ROSFP, EXECUTIVE REP2340353

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/3/2024)
RR
Florida
(1/7/2020)
RR
New York
(1/7/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1994About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1996About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Nov 1999About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jun 1996About the Series 26 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gigi Szekely's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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