MF
Michael D. Fox
HAYDEN HARPER WEALTH ADVISORY
Charlotte, NC 28203
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CRD#: 4283879
MF
Professional summary
Michael David Fox is a registered financial advisor currently at HAYDEN HARPER WEALTH ADVISORY, LLC located in Charlotte, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. I AM A PRINCIPAL OF AN INVESTMENT COMPANY REGISTERED WITH THE SEC AS AN RIA. I AM ALSO THE MAJORITY OWNER OF HAYDEN HARPER INC (HH, INC.). THIS COMPANY IS THE OWNER OF HAYDEN HARPER ADVISORY, LLC AND THE GENERAL PARTNER OF MULTIPLE PRIVATE OFFERINGS. THESE PRIVATE OFFERINGS INCLUDE THE HAYDEN HARPER MULTI-STRATEGY FUND, HAYDEN HARPER ENERGY FUND, AND THE HH ENERGY MANGER. ALL OF THE PRIVATE OFFERINGS ARE INVESTMENT-RELATED. I AM RESPONSIBLE FOR OVERSEEING ALL OPERATIONS AND FINANCIALS FOR HAYDEN HARPER, INC. ACTIVITIES AS WELL AS THE PRIVATE OFFERINGS MENTIONED ABOVE. I SPEND APPROXIMATELY 15-20 HOURS A WEEK ON THESE ACTIVITIES. THIS COMPANY IS OPERATED OUT OF THE SAME OFFICE AT HAYDEN HARPER ADVISORY, LLC (1001 MOREHEAD SQUARE DRIVE STE 350- CHARLOTTE, NC 28203).
2. I AM ALSO THE CFO OF HH KAYNE ANDERSON (HHKA). THIS PRIVATE COMPANY PURCHASES OIL AND GAS WELL ASSETS ACROSS THE APPALACHIAN REGION. MY RESPONSIBILITIES ARE TO OVERSEE THE FINANCIALS FOR THIS BUSINESS AND I SPENT APPROXIMATELY 10 HOURS A WEEK FOR THIS BUSINESS ACTIVITY. HHKA OPERATES OUT OF 1001 MOREHEAD SQUARE DRIVE STE 350, CHARLOTTE, NC 28203.
CRS (Client Relationship Summary) - RIA
Click below to view Michael David Fox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2010 - Present
HAYDEN HARPER WEALTH ADVISORY, LLC
Office #1: 828 East Boulevard, Charlotte, NC 28203RIA
CRD#: 152091
Charlotte, NC
Past
February 17, 2006 - June 30, 2010
IPI WEALTH MANAGEMENT, INC.
RIA
CRD#: 111872
CHARLOTTE, NC
Past
February 8, 2006 - June 30, 2010
INVESTMENT PLANNERS, INC.
BD
CRD#: 18557
HUNTERSVILLE, NC
Past
November 16, 2004 - January 20, 2006
HAYDEN HARPER FINANCIAL, LLC
RIA
CRD#: 111708
CHARLOTTE, NC
Past
August 27, 2003 - August 26, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Past
February 3, 2003 - December 31, 2004
HAYDEN HARPER FINANCIAL, INC.
RIA
CRD#: 124533
CHARLOTTE, NC
Past
March 19, 2001 - February 28, 2003
C.P. ADVISORY SERVICES
RIA
CRD#: 118052
CHARLOTTE, NC
Past
January 16, 2001 - February 19, 2003
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HH
HAYDEN HARPER WEALTH ADVISORY, LLC
HAYDEN HARPER ADVISORY, LLC | STILLPOINT MANAGEMENT, LLC | HAYDEN HARPER WEALTH ADVISORY, LLC
CRD#: 152091 / SEC#: 801-71103
RIA
Registered Investment Advisory firm - (2/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(12/5/2022)
IAR
North Carolina(4/26/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
HH
HAYDEN HARPER WEALTH ADVISORY, LLC
HAYDEN HARPER ADVISORY, LLC | STILLPOINT MANAGEMENT, LLC | HAYDEN HARPER WEALTH ADVISORY, LLC
CRD#: 152091 / SEC#: 801-71103
RIA
Registered Investment Advisory firm - (2/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
828 East Boulevard, Charlotte, NC 28203
Mailing Address
Phone number
(704) 343-2447
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 226 |
| AUM (Assets Under Management) | $ 168,760,651 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 11/14/2024 | ||
| 09/25/2023 | ||
| 01/24/2023 |
Red Flags
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