AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
GH

Gregory D. Hintze

BAADER HELVEA
New York, NY 10170
Some features on this profile are disabled
CRD#: 4283552
GH

Professional summary

Gregory Daly Hintze, who also goes by Gregory Daly Hintze Jr, Gregory Daly Hintze, Gregory Hintze Jr, is a registered financial professional currently at BAADER HELVEA INC. located in New York, New York.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2001. Gregory has worked at 7 firms and has passed the Series 66, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gregory Daly Hintze Jr | Gregory Daly Hintze | Gregory Hintze Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Daly Hintze's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 23, 2024 - Present

BAADER HELVEA INC.

Office #1: 420 Lexington Avenue Suite 804, New York, NY 10170Office #2: 420 Lexington Avenue Suite 804, New York, NY 10170
BD
CRD#: 132007
New York, NY
Past

March 27, 2023 - October 13, 2023

INVESTEC SECURITIES (US) LLC

BD
CRD#: 138421
NEW YORK, NY
Past

November 9, 2020 - September 16, 2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
NEW YORK, NY
Past

August 10, 2018 - November 8, 2020

MAINFIRST SECURITIES US INC.

BD
CRD#: 150982
NEW YORK, NY
Past

June 7, 2006 - June 28, 2018

KEPLER CAPITAL MARKETS, INC.

BD
CRD#: 139148
NEW YORK, NY
Past

June 22, 2004 - June 12, 2006

JULIUS BAER SECURITIES INC.

BD
CRD#: 1141
NEW YORK, NY
Past

February 14, 2002 - June 16, 2004

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
STAMFORD, CT
Past

July 25, 2001 - June 16, 2004

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(2/23/2024)
RR
Arizona
(2/23/2024)
RR
California
(2/23/2024)
RR
Colorado
(2/23/2024)
RR
Connecticut
(2/23/2024)
RR
Delaware
(2/23/2024)
RR
District of Columbia
(2/23/2024)
RR
Florida
(2/23/2024)
RR
Georgia
(2/23/2024)
RR
Illinois
(2/23/2024)
RR
Indiana
(2/23/2024)
RR
Iowa
(2/23/2024)
RR
Kansas
(2/23/2024)
RR
Kentucky
(2/23/2024)
RR
Maryland
(2/23/2024)
RR
Massachusetts
(2/23/2024)
RR
Michigan
(2/23/2024)
RR
Minnesota
(2/23/2024)
RR
Nevada
(2/23/2024)
RR
New Hampshire
(2/23/2024)
RR
New Jersey
(2/23/2024)
RR
New Mexico
(2/23/2024)
RR
New York
(2/23/2024)
RR
North Carolina
(2/23/2024)
RR
Ohio
(2/23/2024)
RR
Oregon
(2/23/2024)
RR
Pennsylvania
(2/23/2024)
RR
Rhode Island
(2/23/2024)
RR
South Carolina
(2/23/2024)
RR
Texas
(2/23/2024)
RR
Utah
(2/23/2024)
RR
Vermont
(2/23/2024)
RR
Virginia
(2/23/2024)
RR
Washington
(2/23/2024)
RR
West Virginia
(2/23/2024)
RR
Wisconsin
(2/23/2024)
RR
Wyoming
(2/23/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/22/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 2/1/2005
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/24/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/16/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BH
BAADER HELVEA INC.
BAADER HELVEA INC. | HELVEA INC.

CRD#: 132007 / SEC#: , 8-66540

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
420 Lexington Avenue Suite 804, New York, NY 10170
Mailing Address
420 Lexington Avenue Suite 804, New York, NY 10170
Phone number
(212) 935-5150
Established
Delaware since 01/07/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BAADER HELVEA AGDIRECT OWNER
AMMER, JOCHEN GUENTHER VOLKERDIRECTOR2151302
AMMER, JOCHEN GUENTHER VOLKERPRESIDENT/CCO2151302
BENDER, STEVEN CHRISTOPHERPFO, POO2650187
BENDER, STEVEN CHRISTOPHERFINOP2650187
DEANE, MORGAN ESQSECRETARY6116799
DEANE, MORGAN ESQDIRECTOR6116799
HAUSER, TIMON GERHARDDIRECTOR7901577
NIEDERMAYER, SEBASTIAN JOSEFDIRECTOR5225454
RIEDEL, OLIVERDIRECTOR4680070

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAADER HELVEA INC.

CRD#: 132007New York, NY 10170

TRUST BUT VERIFY

Monitor Gregory Hintze

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics