Paul M Grumann
Professional Summary
Paul M Grumann, who also goes by Paul Michael Grumann, is a registered financial advisor currently at RCX CAPITAL GROUP, LLC located in Golden, Colorado. Paul is registered as a RR (Registered Representative) and started their career in finance in 2001. Paul has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Paul Michael Grumann
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
RCX CAPITAL GROUP, LLC | SILVER POSTAL CAPITAL LLC | SILVER PORTAL CAPITAL LLC
Contact Information
Main Address
2002 Timberloch Place Suite 200, The Woodlands, TX 77380Mailing Address
2002 Timberloch Place Suite 200, The Woodlands, TX 77380Phone Number
(858) 923-8484Established
California since 09/27/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/18/2020)
(12/18/2020)
(5/3/2018)
(11/21/2023)
(11/21/2023)
(12/18/2020)
(10/13/2021)
(11/10/2021)
(11/21/2023)
(8/11/2021)
(12/18/2020)
(11/21/2023)
(11/21/2023)
(10/13/2021)
(12/18/2020)
(11/21/2023)
(9/2/2021)
(11/21/2023)
(11/21/2023)
(10/29/2018)
(5/17/2022)
(1/26/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Paul M Grumann's CRS (Customer Relationship Summary).
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