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KM

Kenje M. Mallot

ALIGHT FINANCIAL ADVISORS
LINCOLNSHIRE, IL 60069
Some features on this profile are disabled
CRD#: 4279713
KM

Professional summary

Kenje Miriam Mallot, who also goes by Kenje Miriam Anderson Miss, Kenje Miriam Anderson, is a registered financial advisor currently at ALIGHT FINANCIAL ADVISORS, LLC located in Lincolnshire, Illinois and ALIGHT FINANCIAL SOLUTIONS, LLC located in Lincolnshire, Illinois.

Kenje is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kenje has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kenje Miriam Anderson Miss | Kenje Miriam Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenje Miriam Mallot's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 30, 2014 - Present

ALIGHT FINANCIAL ADVISORS, LLC

Office #1: 4 Overlook Point, Lincolnshire, IL 60069
RIA
CRD#: 158744
LINCOLNSHIRE, IL
Current

September 30, 2014 - Present

ALIGHT FINANCIAL SOLUTIONS, LLC

Office #1: 4 Overlook Point, Lincolnshire, IL 60069
BD
CRD#: 36509
Lincolnshire, IL
Past

March 21, 2013 - June 24, 2014

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
LISLE, IL
Past

October 18, 2011 - June 24, 2014

VOYA RETIREMENT ADVISORS, LLC

RIA
CRD#: 3989
LISLE, IL
Past

March 11, 2009 - March 19, 2013

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
LISLE, IL
Past

September 10, 2004 - June 24, 2014

VOYA RETIREMENT ADVISORS, LLC

BD
CRD#: 3989
LISLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALIGHT FINANCIAL ADVISORS, LLC
ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA
Registered Investment Advisory firm - (9/13/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(9/30/2014)
IAR
Illinois
(9/30/2014)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/6/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/12/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/9/2004
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 5/17/2005
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALIGHT FINANCIAL ADVISORS, LLC
ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA
Registered Investment Advisory firm - (9/13/2011 Approved)
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Contact information

Main Address
9335 Harris Corners Parkway Suite 150, Charlotte, NC 28269
Mailing Address
Phone number
(866) 560-7256
Established
Firm type
Fiscal year end
# of Employees
60

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA ALIGHT IRA ADV PART 2A 2B 03.12.25 (3/31/2025)
AFA PROFESSIONAL MANAGEMENT ADV PART 2A 2B 3.12.25 (3/31/2025)

Regulatory assets under management

Total Number of Accounts197,089
AUM (Assets Under Management)$ 30,882,928,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALIGHT FINANCIAL ADVISORS, LLC

CRD#: 158744Lincolnshire, IL 60069

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