JV
Jason J. Vaglio
CITIZENS SECURITIES
Rockville Centre, NY 11570
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CRD#: 4276832
JV
Professional summary
Jason J Vaglio is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Rockville Centre, New York.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jason J Vaglio's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason J Vaglio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 330 Sunrise Highway Ms: Ny349, Rockville Centre, NY 11570Office #2: 3130 Hempstead Turnpike Ms: Ny348, Levittown, NY 11756RIA
BD
CRD#: 39550
Rockville Centre, NY
Current
September 28, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 330 Sunrise Highway Ms: Ny349, Rockville Centre, NY 11570Office #2: 3130 Hempstead Turnpike Ms: Ny348, Levittown, NY 11756RIA
BD
CRD#: 39550
Rockville Centre, NY
Past
February 14, 2022 - October 10, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
FRANKLIN SQUARE, NY
Past
February 14, 2022 - October 10, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
FRANKLIN SQUARE, NY
Past
August 9, 2021 - February 9, 2022
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
FARMINGDALE, NY
Past
June 29, 2021 - February 9, 2022
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
FARMINGDALE, NY
Past
January 28, 2015 - September 19, 2018
CAPITAL ONE ADVISORS, LLC
RIA
CRD#: 136865
Melville, NY
Past
January 2, 2015 - September 19, 2018
CAPITAL ONE INVESTING, LLC
BD
CRD#: 45744
MELVILLE, NY
Past
July 19, 2012 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
RIA
CRD#: 127236
MELVILLE, NY
Past
July 19, 2012 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
BD
CRD#: 25658
HAUPPAUGE, NY
Past
September 24, 2010 - July 24, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
GARDEN CITY, NY
Past
September 24, 2010 - July 24, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
GARDEN CITY, NY
Past
May 2, 2009 - September 24, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
EAST NORTHPORT, NY
Past
May 2, 2009 - September 24, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
EAST NORTHPORT, NY
Past
October 17, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
RIA
CRD#: 599
EAST NORTHPORT, NY
Past
October 17, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
BD
CRD#: 599
EAST NORTHPORT, NY
Past
September 9, 2005 - October 11, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
GARDEN CITY, NY
Past
September 9, 2005 - October 11, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
GARDEN CITY, NY
Past
December 6, 2004 - August 16, 2005
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
FARMINGDALE, NY
Past
August 22, 2001 - August 16, 2005
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/26/2024)
IAR
California(9/26/2024)
RR
Connecticut(1/2/2024)
IAR
Connecticut(1/2/2024)
RR
Florida(4/10/2024)
IAR
Florida(4/10/2024)
RR
Illinois(6/11/2025)
IAR
Illinois(6/11/2025)
RR
Massachusetts(7/31/2024)
IAR
New Jersey(5/1/2024)
RR
New Jersey(5/7/2024)
RR
New York(9/28/2022)
IAR
New York(9/28/2022)
RR
Pennsylvania(5/7/2026)
IAR
Pennsylvania(5/7/2026)
RR
Tennessee(11/19/2024)
RR
Texas(3/14/2025)
IAR
Texas(3/14/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
