Ana Pasion

FIRST COMMAND ADVISORY SERVICES

San Diego, CA

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CRD#: 4275667

Professional summary

Ana Pasion, who also goes by Ana Joy Pasion, Ana J Salvador, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in San Diego, California and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.

Ana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Ana has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ana Joy Pasion | Ana J Salvador

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 8/26/2020 - No Business Name - Investment Related - Home Based & Alhambra CA 91801 - Real Estate Rental - Started 08/24/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Jointly own with husband. 2. 8/26/2020 - No Business Name - Investment Related - Home Based & San Diego CA, 92129 - Real Estate Rental - Started 08/24/2020 - 1 Hour Per Month During Securities Trading - Own with husband. 3. 8/26/2020 - No Business Name - Investment Related - Home Based & San Diego CA 92101 - Real Estate Rental - Started 08/24/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Own with husband.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ana Pasion's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2025 - Present

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

San Diego, CA

Current

January 15, 2025 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109

CRD#: 3641

Fort Worth, TX

Past

July 27, 2020 - August 31, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

July 27, 2020 - August 31, 2023

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

August 3, 2012 - August 29, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

SAN DIEGO, CA

Past

August 2, 2012 - April 22, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

SAN DIEGO, CA

Past

September 15, 2009 - April 22, 2020

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

October 24, 2002 - January 14, 2009

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

LOS ANGELES, CA

Past

July 29, 2002 - January 14, 2009

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

LOS ANGELES, CA

Past

November 21, 2001 - June 14, 2002

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/15/2025)

IAR

California
(1/15/2025)

Texas
(1/15/2025)

IAR

Texas
(1/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/10/2011

Registered Options Principal Examination

Principal/Supervisory Exam

Series 51

Date: 12/1/2009

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/16/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (10/30/2024)

DESCRIPTION OF SERVICES (10/30/2024)

Regulatory assets under management

Total Number of Accounts	110,166
AUM (Assets Under Management)	$ 22,090,760,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ana Pasion

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ana Pasion's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

FIRST ALLIED SECURITIES, INC.

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2002

Series 63

Date: 1/22/2002

SIE

Date: 10/1/2018

Series 7

Date: 11/20/2001

Series 4

Date: 10/10/2011

Series 51

Date: 12/1/2009

Series 24

Date: 11/16/2009

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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