Jessica K. Sand Peterson

CETERA INVESTMENT ADVISERS LLC

ST PAUL, MN 55101

Some features on this profile are disabled

CRD#: 4274882

Professional summary

Jessica Kay Sand Peterson, who also goes by Jessica Kay Sand, Jessica K Sand Peterson, Jessica Kay Sand Peterson, Jessica Sand Peterson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Paul, Minnesota and CETERA WEALTH SERVICES, LLC located in Saint Paul, Minnesota.

Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jessica has worked at 12 firms and has passed the Series 66, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jessica Kay Sand | Jessica K Sand Peterson | Jessica Kay Sand Peterson | Jessica Sand Peterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE RETRIEVERS POSITION: Volunteer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 2280 Queens Dr, PO Box 25781, Woodbury MN 55125, United States DESCRIPTION: The Retrievers is an all-volunteer lost dog team. We provide resources to assist the communities with education regarding lost dog prevention, along with awareness and humane trapping for lost dogs and strays. I volunteer my time (approx. 10-20 per month) as the treasurer. My duties include preparing quarterly financial reports, state and IRS regulatory filings, and managing our bank account along with donations and expenses. In addition, I serve as a member of the board. FLORIDA RENTAL POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/08/2021 ADDRESS: 303 #B Rex Place, Madeira Beach FL 33708, United States DESCRIPTION: LLC established for rental property purchased in Madeira Beach, Florida BAYPORT LEGION POSITION: Employee NATURE: Employee INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2022 ADDRESS: 263 3rd St N, Bayport MN 55003, United States DESCRIPTION: I have joined our local legion and will perform various bar tending duties on an on call and as needed basis. this is an hourly paid position.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Kay Sand Peterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 400 Robert St N Ste 800, St Paul, MN 55101

RIA

CRD#: 105644

ST PAUL, MN

Current

August 10, 2023 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101

CRD#: 13572

Saint Paul, MN

Current

August 14, 2023 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101

CRD#: 15340

Saint Paul, MN

Current

August 14, 2023 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101

CRD#: 10358

Saint Paul, MN

Current

August 14, 2023 - Present

CETERA ADVISORS LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101

CRD#: 10299

Saint Paul, MN

Past

October 5, 2020 - November 8, 2021

CRI SECURITIES, LLC

RIA

CRD#: 22589

ST PAUL, MN

Past

October 5, 2020 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

ST PAUL, MN

Past

October 5, 2020 - November 8, 2021

CRI SECURITIES, LLC

CRD#: 22589

ST PAUL, MN

Past

October 5, 2020 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST PAUL, MN

Past

August 19, 2019 - January 22, 2020

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

February 11, 2019 - July 15, 2019

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

MINNEAPOLIS, MN

Past

November 6, 2012 - July 15, 2019

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

September 29, 2011 - August 15, 2012

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

GOLDEN VALLEY, MN

Past

January 8, 2008 - August 29, 2011

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

October 30, 2003 - December 4, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MINNEAPOLIS, MN

Past

May 20, 2002 - August 21, 2003

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(8/10/2023)

IAR

Minnesota
(8/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/2/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/25/2006

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 6/18/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Brian Niemann

LPL FINANCIAL LLC

IAR

STILLWATER, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jessica K. Sand Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Kay Sand Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA INVESTMENT SERVICES LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA ADVISORS LLC

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

ALLIANZ LIFE FINANCIAL SERVICES, LLC

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

ALLIANZ LIFE FINANCIAL SERVICES, LLC

QUESTAR CAPITAL CORPORATION

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

TRUSTED SECURITIES ADVISORS CORP.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2002

SIE

Date: 10/1/2018

Series 7

Date: 5/17/2002

Series 10

Date: 4/2/2007

Series 9

Date: 10/25/2006

Series 24

Date: 6/18/2002

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors