Noah A. Schwartz
STRATEGIC ADVISERS LLC | Vice President Private Wealth Management Advisor
ROSLYN HEIGHTS, NY
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CRD#: 4273213
Professional summary
Noah A Schwartz, CFP®, who also goes by Noah Adam Schwartz, Noah Schwartz, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Roslyn Heights, New York and FIDELITY BROKERAGE SERVICES LLC located in Roslyn, New York.
Noah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Noah has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
I am a Wealth Management Advisor for Fidelity Investments. I lead a team that helps clients and their families build, preserve and transfer wealth.
Question & Answer
What are your service offerings?
Insurance Planning
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Noah Adam Schwartz | Noah Schwartz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Noah A Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Education
SUNY at Albany
Bachelor of Arts (BA) - Communication
2000
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1075 Northern Blvd, Roslyn, NY 11576-1681RIA
CRD#: 104555
ROSLYN HEIGHTS, NY
Current
January 20, 2010 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1075 Northern Blvd, Roslyn, NY 11576BD
CRD#: 7784
ROSLYN, NY
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ROSLYN, NY
Past
January 28, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
ROSLYN, NY
Past
January 5, 2009 - September 8, 2009
CHICAGO INVESTMENT GROUP, LLC
RIA
CRD#: 11853
NEW YORK, NY
Past
October 19, 2005 - December 24, 2009
CHICAGO INVESTMENT GROUP, LLC
BD
CRD#: 11853
NEW YORK, NY
Past
March 18, 2004 - October 18, 2005
GRANTA CAPITAL GROUP LLC
BD
CRD#: 114657
NEW YORK, NY
Past
February 23, 2004 - March 23, 2004
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
October 16, 2000 - February 24, 2004
S.W. BACH & COMPANY
BD
CRD#: 43522
PORT WASHINGTON, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/18/2020)
RR
Alaska(11/19/2020)
RR
Arizona(7/30/2015)
RR
Arkansas(11/18/2020)
RR
California(1/20/2010)
RR
Colorado(1/6/2014)
RR
Connecticut(1/21/2010)
RR
Delaware(11/18/2020)
RR
District of Columbia(11/20/2020)
RR
Florida(1/26/2010)
RR
Georgia(11/18/2020)
RR
Hawaii(11/18/2020)
RR
Idaho(11/18/2020)
RR
Illinois(1/5/2015)
RR
Indiana(11/18/2020)
RR
Iowa(11/18/2020)
RR
Kansas(11/18/2020)
RR
Kentucky(11/20/2020)
RR
Louisiana(11/18/2020)
RR
Maine(11/18/2020)
RR
Maryland(11/18/2020)
RR
Massachusetts(6/22/2010)
RR
Michigan(11/19/2020)
RR
Minnesota(11/19/2020)
RR
Mississippi(11/18/2020)
RR
Missouri(11/18/2020)
RR
Montana(4/25/2025)
RR
Nebraska(11/19/2020)
RR
Nevada(12/1/2020)
RR
New Hampshire(8/1/2013)
RR
New Jersey(1/21/2010)
RR
New Mexico(11/18/2020)
RR
New York(1/20/2010)
IAR
New York(3/31/2025)
RR
North Carolina(11/18/2020)
RR
North Dakota(11/23/2020)
RR
Ohio(11/18/2020)
RR
Oklahoma(11/18/2020)
RR
Oregon(11/20/2020)
RR
Pennsylvania(11/18/2020)
RR
Puerto Rico(4/28/2025)
RR
Rhode Island(11/18/2020)
RR
South Carolina(7/7/2015)
RR
South Dakota(11/23/2020)
RR
Tennessee(11/18/2020)
RR
Texas(10/11/2011)
IAR
Texas(3/31/2025)
RR
Utah(11/18/2020)
RR
Vermont(11/18/2020)
RR
Virgin Islands(4/14/2025)
RR
Virginia(1/4/2012)
RR
Washington(1/3/2014)
RR
West Virginia(11/23/2020)
RR
Wisconsin(11/19/2020)
RR
Wyoming(11/18/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President Private Wealth Management AdvisorCRD#: 104555Roslyn Heights, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
