Edmond K. Vartughian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edmond K Vartughian was a registered financial professional .
Edmond is a previously registered financial professional and started their career in finance in 2000. Edmond had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2013 - March 31, 2014
RAVEN SECURITIES CORP.
March 9, 2012 - June 1, 2012
MERUS CAPITAL PARTNERS, LLC
December 17, 2010 - May 2, 2011
BAY CREST PARTNERS, LLC
April 1, 2009 - September 17, 2010
OPPENHEIMER & CO. INC.
May 24, 2005 - April 6, 2009
BANC OF AMERICA SECURITIES LLC
July 26, 2004 - May 25, 2005
ABN AMRO INCORPORATED
July 29, 2002 - July 26, 2004
NATIXIS SECURITIES NORTH AMERICA INC.
November 7, 2000 - August 7, 2002
COWEN AND COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/21/2001
Limited Representative-Equity Trader ExamCurrent Firm
RAVEN SECURITIES CORP.
CRD#: 35201 / SEC#: , 8-40372
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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