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Benjamin Siony

T3 TRADING GROUP
NEW YORK, NY
·CRD# 5751160·16 years experience

Professional Summary

Benjamin Siony, who also goes by Benjamin Bardi, is a registered financial advisor currently at T3 TRADING GROUP, LLC located in New York, New York. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2010. Benjamin has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 57, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Benjamin Bardi

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

T3 TRADING GROUP, LLC·CRD# 154431
BD
88 Pine Street 23rd Floor, New York, NY 10005
October 22, 2019 - Present
T3 TRADING GROUP, LLC·CRD# 154431
BD
New York, NY
December 21, 2017 - October 18, 2019
RAVEN SECURITIES CORP.·CRD# 35201
BD
New York, NY
June 14, 2010 - December 31, 2015

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Current Firm

TT
T3 TRADING GROUP, LLC

T3 TRADING GROUP, LLC | TITUS SECURITIES, LLC

CRD#: 154431 / SEC#: 8-68639
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

88 Pine Street 23rd Floor, New York, NY 10005

Mailing Address

88 Pine Street 23rd Floor, New York, NY 10005

Phone Number

(646) 346-1700

Established

Delaware since 06/08/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
T3 COMPANIES, LLCMEMBER/OWNER—
LI, XIAOYANPRINCIPAL OPERATIONS OFFICER4465893
LI, XIAOYANPRINCIPAL FINANCIAL OFFICER4465893
LI, XIAOYANFINOP4465893
MARQUIS, GARRET CHRISTIANCHIEF EXECUTIVE OFFICER3198686
PIKOWSKI, STEVENCHIEF COMPLIANCE OFFICER1562340
REDLER, SCOTT JASON JRCHIEF STRATEGIC OFFICER2680492

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2011About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Mar 2018About the Series 57 exam

Series 7 — General Securities Representative Examination

Passed Jun 2010About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2013About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Mar 2011About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Benjamin Siony's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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