Dave T. Forde

EQUITABLE ADVISORS

New York, NY 10105

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CRD#: 4267737

Professional summary

Dave Terrance Forde, who also goes by David Terrance Forde, is a registered financial professional currently at EQUITABLE ADVISORS, LLC located in New York, New York and EQUITABLE DISTRIBUTORS, LLC located in New York, New York.

Dave is registered as a RR (Registered Representative) and started their career in finance in 2000. Dave has worked at 4 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David Terrance Forde

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dave Terrance Forde's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2004 - Present

EQUITABLE ADVISORS, LLC

Office #1: 1345 Avenue Of The Americas 3rd Fl, New York, NY 10105

RIA

CRD#: 6627

New York, NY

Current

March 19, 2012 - Present

EQUITABLE DISTRIBUTORS, LLC

Office #1: 1345 Avenue Of The Americas, New York, NY 10105

CRD#: 25900

New York, NY

Past

August 28, 2001 - September 25, 2002

DATEK ONLINE FINANCIAL SERVICES LLC

CRD#: 36807

JERSEY CITY, NJ

Past

October 12, 2000 - March 22, 2001

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/9/2004)

Exams

State Security Law Exam

Series 63

Date: 10/21/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 11/3/2007

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/24/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EQUITABLE DISTRIBUTORS, LLC

AXA DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, INC. | AXA PARTNERS, A BUSINESS UNIT OF AXA DISTRIBUTORS, LLC

CRD#: 25900 / SEC#: , 8-42123

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

8501 Ibm Drive, Suite 150, Charlotte, NC 28262

Mailing Address

1345 Avenue Of The Americas, New York, NY 10105

Phone number

(212) 314-2137

Established

Delaware since 01/01/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
EQ HOLDINGS, LLC	OWNER
D'AUGUSTE, ARIELLE RACHEL	GENERAL COUNSEL	7252573
DURSO, ALFRED JOSEPH	CHIEF COMPLIANCE OFFICER	2546771
KAIS, JAMES MICHAEL	DIRECTOR	2529327
LANE, NICHOLAS BURRITT	CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER	4994948
SCANLON, STEPHEN CAULEY	DIRECTOR	2219308
SCAPPATOR, CANDACE LYNN	FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER	4697607

Disclosures

Arbitration

Red Flags

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Firm Stability Insights

Dave T. Forde

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dave Terrance Forde's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE DISTRIBUTORS, LLC

DATEK ONLINE FINANCIAL SERVICES LLC

HAPOALIM SECURITIES USA, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/21/2000

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 10/11/2000

Series 53

Date: 11/3/2007

Series 24

Date: 3/24/2007

FINRA

Current Firm

EQUITABLE DISTRIBUTORS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

EQUITABLE DISTRIBUTORS, LLC

TRUST BUT VERIFY

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