SW
Sadia J. Wood
SYNOVUS SECURITIES
Winter Park, FL 32789
Some features on this profile are disabled
CRD#: 4265167
SW
Professional summary
Sadia Jennifer Wood, who also goes by Saadia Jennifer Beck, Sadia Jennifer Beck, Sadia Jennifer Marsch, is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Winter Park, Florida.
Sadia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Sadia has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Saadia Jennifer Beck | Sadia Jennifer Beck | Sadia Jennifer Marsch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MASJID AHMED IBRAHIM POSITION: President NATURE: Working on opening a Mosque (church) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2017 ADDRESS: 6856 Scythe Ave, Orlando FL 32812
CRS (Client Relationship Summary) - RIA
Click below to view Sadia Jennifer Wood's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sadia Jennifer Wood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2019 - Present
SYNOVUS SECURITIES, INC.
Office #1: 369 North New York Avenue, Winter Park, FL 32789RIA
BD
CRD#: 14023
Winter Park, FL
Current
August 1, 2019 - Present
SYNOVUS SECURITIES, INC.
Office #1: 369 North New York Avenue, Winter Park, FL 32789RIA
BD
CRD#: 14023
Winter Park, FL
Past
January 2, 2018 - July 26, 2019
BB&T SECURITIES, LLC
RIA
CRD#: 142785
WINTER PARK, FL
Past
January 2, 2018 - July 26, 2019
BB&T SECURITIES, LLC
BD
CRD#: 142785
WINTER PARK, FL
Past
November 2, 2011 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
WINTER PARK, FL
Past
August 19, 2011 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
WINTER PARK, FL
Past
March 5, 2008 - September 21, 2009
COLONIAL BROKERAGE, INC.
BD
CRD#: 111668
ORLANDO, FL
Past
December 14, 2004 - March 30, 2006
JBS LIBERTY SECURITIES, INC.
BD
CRD#: 36179
ALTAMONTE SPRINGS, FL
Past
October 2, 2002 - November 4, 2004
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
BIRMINGHAM, AL
Past
November 14, 2000 - October 26, 2001
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2021)
RR
Colorado(12/20/2024)
IAR
Colorado(12/20/2024)
RR
Florida(8/1/2019)
IAR
Florida(8/12/2019)
RR
New York(4/20/2021)
IAR
New York(4/20/2021)
RR
Puerto Rico(10/31/2024)
RR
Tennessee(2/21/2025)
RR
Texas(11/1/2022)
IAR
Texas(11/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
287
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
