AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JB

Jennifer N. Black

REGIONS SECURITIES LLC
Charlotte, NC 28202
Some features on this profile are disabled
CRD#: 4264358
JB

Professional summary

Jennifer Nicole Black, who also goes by Jennifer Nicole Black, Nicole Black, Jennifer Black Skinner, Jennifer Nicole Black Skinner, Jennifer Nicole Skinner, is a registered financial professional currently at REGIONS SECURITIES LLC located in Charlotte, North Carolina.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2000. Jennifer has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jennifer Nicole Black | Nicole Black | Jennifer Black Skinner | Jennifer Nicole Black Skinner | Jennifer Nicole Skinner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Nicole Black's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 8, 2021 - Present

REGIONS SECURITIES LLC

Office #1: 615 South College Street, Charlotte, NC 28202
BD
CRD#: 159475
Charlotte, NC
Past

March 20, 2006 - January 7, 2021

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC
Past

July 23, 2004 - April 12, 2006

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

August 20, 2001 - June 30, 2004

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 5, 2000 - November 14, 2000

OFFROAD SECURITIES, INC.

BD
CRD#: 30890
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/25/2024)
RR
Alaska
(9/25/2024)
RR
Arizona
(9/25/2024)
RR
Arkansas
(9/25/2024)
RR
California
(9/25/2024)
RR
Colorado
(9/25/2024)
RR
Connecticut
(9/25/2024)
RR
Delaware
(9/25/2024)
RR
District of Columbia
(9/25/2024)
RR
Florida
(9/25/2024)
RR
Georgia
(9/25/2024)
RR
Hawaii
(9/25/2024)
RR
Idaho
(9/25/2024)
RR
Illinois
(9/25/2024)
RR
Indiana
(9/25/2024)
RR
Iowa
(9/25/2024)
RR
Kansas
(9/25/2024)
RR
Kentucky
(9/25/2024)
RR
Louisiana
(9/25/2024)
RR
Maine
(9/25/2024)
RR
Maryland
(9/25/2024)
RR
Massachusetts
(9/25/2024)
RR
Michigan
(9/25/2024)
RR
Minnesota
(9/25/2024)
RR
Mississippi
(9/25/2024)
RR
Missouri
(9/25/2024)
RR
Montana
(9/25/2024)
RR
Nebraska
(9/25/2024)
RR
Nevada
(9/25/2024)
RR
New Hampshire
(9/25/2024)
RR
New Jersey
(9/25/2024)
RR
New Mexico
(9/25/2024)
RR
New York
(9/25/2024)
RR
North Carolina
(1/8/2021)
RR
North Dakota
(9/25/2024)
RR
Ohio
(9/26/2024)
RR
Oklahoma
(9/25/2024)
RR
Oregon
(9/25/2024)
RR
Pennsylvania
(9/25/2024)
RR
Rhode Island
(9/25/2024)
RR
South Carolina
(9/25/2024)
RR
South Dakota
(9/25/2024)
RR
Tennessee
(9/25/2024)
RR
Texas
(9/25/2024)
RR
Utah
(9/25/2024)
RR
Vermont
(9/25/2024)
RR
Virginia
(9/25/2024)
RR
Washington
(9/25/2024)
RR
West Virginia
(9/25/2024)
RR
Wisconsin
(9/25/2024)
RR
Wyoming
(9/25/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/30/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/22/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/4/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/16/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RS
REGIONS SECURITIES LLC
REGIONS SECURITIES | REGIONS SECURITIES LLC

CRD#: 159475 / SEC#: , 8-68990

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1180 W Peachtree Street, Nw Suite 1400, Atlanta, GA 30309
Mailing Address
1180 W Peachtree Street, Nw Suite 1400, Atlanta, GA 30309
Phone number
(404) 279-7400
Established
Delaware since 10/12/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RFC FINANCIAL SERVICES HOLDING LLCPARENT
AMIN, RITVIG NIPENDRACHAIRMAN OF THE BOARD & DIRECTOR2901218
GIARDINO, NEILCEO, PRESIDENT AND DIRECTOR2428962
HOLLOWAY, GLENN CHRISTOPHERFINOP, CFO, PFO, POO & DIRECTOR4566759
MAGGIORE, JILL WRIGHTCHIEF COMPLIANCE OFFICER & DIRECTOR1001068
MAXWELL, JASON MATTHEWCHIEF LEGAL OFFICER & DIRECTOR5997125

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REGIONS SECURITIES LLC

CRD#: 159475Charlotte, NC 28202

TRUST BUT VERIFY

Monitor Jennifer Black

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

David Blair Thompson
David ThompsonAdvisorCheck Check Mark
SPARTA WEALTH PARTNERS
IAR
RR
CHARLOTTE, NC
Jon Hoyle
Jon HoyleAdvisorCheck Check Mark
INNOVATION PARTNERS LLC
RR
Charlotte, NC
Andrew Michael Pasquale Digirolamo
Andrew DigirolamoAdvisorCheck Check Mark
PFS INVESTMENTS INC.
RR
Charlotte, NC
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.