Jaimal Charan Hayes
Professional Summary
Jaimal Charan Hayes, who also goes by Jaimal C Hayes, is a registered financial advisor currently at CARY STREET PARTNERS located in Richmond, Virginia. Jaimal is registered as a RR (Registered Representative) and started their career in finance in 2000. Jaimal has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jaimal C Hayes
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AMERIPRISE FINANCIAL SERVICES, LLC
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AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
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AMERIPRISE FINANCIAL SERVICES, LLC
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
CARY STREET PARTNERS | RIVERSTONE WEALTH MANAGEMENT | CARY STREET PARTNERS LLC
Contact Information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219Mailing Address
901 East Byrd Street Suite 1001, Richmond, VA 23219Phone Number
(804) 340-8100Established
Virginia since 03/26/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARY STREET PARTNERS FINANCIAL LLC | SOLE MEMBER OF BROKER-DEALER | — |
| BAYNE, WALTER DONALD | PRESIDENT OF BROKER-DEALER AND MANAGING DIRECTOR OF CSPF | 4427332 |
| GALLUP, WESLEY HAMILTON | CHIEF OPERATING OFFICER OF CSPF | 5037007 |
| HAYES, JAIMAL CHARAN | CHIEF COMPLIANCE OFFICER OF BROKER-DEALER | 4259937 |
| MITCHELL, KEVIN LEE | HEAD OF ACCOUNTING - CONTROLLER AND FINANCIAL OPERATIONS PRINCIPAL OF BROKER-DEALER | 3085157 |
| RUBIN, MATTHEW LAWRENCE | CHIEF INVESTMENT OFFICER OF CSPF | 3057508 |
| SCHMUCKLER, JOSEPH REDMOND | CHIEF EXECUTIVE OFFICER OF CSPF | 1156472 |
| TULLIDGE, THOMAS HOGSHEAD JR | SECRETARY/TREASURER OF BROKER-DEALER AND CHIEF STRATEGY OFFICER, LEGAL AND FINANCE OF CSPF | 2858022 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2000About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2020About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Sep 2020About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jaimal Charan Hayes's CRS (Customer Relationship Summary).
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AMERIPRISE FINANCIAL SERVICES, LLC
