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Thomas Hogshead Tullidge Jr

CARY STREET PARTNERS
RICHMOND, VA
·CRD# 2858022·29 years experience

Professional Summary

Thomas Hogshead Tullidge JR, who also goes by Tom Tullidge, is a registered financial advisor currently at CARY STREET PARTNERS located in Richmond, Virginia and . Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 4 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tom Tullidge

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

CARY STREET PARTNERS·CRD# 128545
RIA
901 East Byrd Street Suite 1001, Richmond, VA 23219
April 9, 2008 - Present
CARY STREET PARTNERS·CRD# 128089
BD
901 East Byrd Street, Suite 1001, Richmond, VA 23219
December 15, 2003 - Present
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
October 1, 1999 - April 5, 2002
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
February 1, 1999 - October 1, 1999
BOWLES HOLLOWELL CONNER & CO.·CRD# 17511
BD
Charlotte, NC
May 1, 1998 - February 1, 1999
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
September 3, 1997 - May 14, 1998

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Current Firm

CS
CARY STREET PARTNERS

CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC

CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - SEC (8/12/2005 Approved)
Virginia
Registered Investment Advisory firm - Virginia (3/2/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

901 East Byrd Street Suite 1001, Richmond, VA 23219

Phone Number

(804) 340-8100

# of Employees

182

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CSPIA FORM ADV PART 2A FIRM BROCHURE DATED 03/30/2026 (3/30/2026)
CSPIA FORM ADV PART 2A WRAP BROCHURE DATED 03/30/2026 (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

16,731

AUM (Assets Under Management)

$10,252,264,301

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
07/10/2026Cover PageReport
11/24/2025Cover PageReport
10/22/2024Cover PageReport
07/25/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GRAY HOLDINGS LLC AND AFFILIATED COMPANIES; REAL ESTATE HOLDING COMPANY-NOT INVESTMENT RELATED, 1700 BAYBERRY COURT, RICHMOND, VA, REAL ESTATE HOLDING COMPANY, DIRECTOR AND MINORITY SHAREHOLDER, MORE THAN 10 YEARS, 3 HOURS PER MONTH, I SERVE AS A DIRECTOR AND MEMBER OF EXECUTIVE COMMITTEE OF THESE FAMILY OWNED AND RUN ENTITIES. 2. RECAST ENERGY LLC. THE BUSINESS IS A BIOMASS ENERGY PRODUCER AND ITS BUSINESS IS NOT INVESTMENT RELATED. 8730 STONY POINT PARKWAY SUITE 100, RICHMOND VA 23235. DIRECTOR AND MINORITY SHAREHOLDER 2 HRS PER YEAR. 3. UNIVERAL CORPORATION, RICHMOND VA; NOT INVESTMENT RELATED; MEMBER OF THE BOARD OF DIRECTORS, ON ONE OR MORE COMMITTEES OF THE BOARD; AUGUST 2018; 5 MEETINGS PER YEAR. 4. CARPENTER CO. DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE. RICHMOND, VA. RECEIVES COMPENSATION. START DATE: 2016. 3 MARKET HOURS/QUARTER. 2 NON-MARKET HOURS/QUARTER. 5. SFP TRUST CO. LLC; PRIVATE FAMILY TRUST COMPANY WHICH IN TURN OWNS A CONTROLLING INTEREST IN CARPENTER CO.; DIRECTOR; RICHMOND; 2/14/12; NO SEPARATE ACTIVITY FOR MY SERVICE AS A DIRECTOR OF CARPENTER COMPANY 6. TRUST CREATED BY FLORENCE TULLIDGE U/A FBO HER GRANDCHILDREN; CO-TRUSTEE; RICHMOND; EARLY 1990'S; INVESTMENT RELATED; EXERCISES CONTROL OVER ENTITY'S ASSETS; 1 NON-MARKET HOUR DEVOTED TO ACTIVITY PER MONTH; TOGETHER WITH MY SISTERS, I ACT AS TRUSTEE OF TRUSTS CREATED BY WILLIAM J. BRYANT JR (FATHER-IN-LAW) 7. THE VIRGINIA HOME;NON-PROFIT ENTITY; PENDING ELECTION BY BOD-MEMBER OF INVESTMENT COMMITTEE; ACTIVTY INVESTMENT RELATED; NO COMPENSATION; 4 HOURS/YEAR. 8. GOODWILL INDUSTRIES OF CENTRAL VIRGINIA; NON-PROFIT ENTITY; MEMBER OF ADVISORY BOARD, INVESTMENT AND FINANCE COMMITTEES; STARTED 2000; NO COMPENSATION; 1 MARKET HOUR/MONTH. 9. WESTMINSTER CANTERBURY Name: Westminster Canterbury Corporation Investment-related: Yes Address: 1600 Westbrook Avenue Suite 2200 Richmond, VA 23227 Nature & Relationship: Retirement Community Position: Board of Trustees Start Date: 01/26/2022 Hours/Month: 2 Hours/Month during trading hours: 0 Duties: Currently serving on Board of Trustees and will be appointed to two other committees once designated

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS

CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC

CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - SEC (8/12/2005 Approved)
Virginia
Registered Investment Advisory firm - Virginia (3/2/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Virginia
(12/15/2003)
IAR
Virginia
(4/9/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1997About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1997About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2007About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 2003About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Thomas Hogshead Tullidge JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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TT
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