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William D. Hawthorne

AVID CAPITAL ADVISORS LLC
McCall, ID
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CRD#: 4256364
WH

Professional summary


William Daniel Hawthorne is a registered financial professional currently at AVID CAPITAL ADVISORS LLC located in Mccall, Idaho.

William is registered as a RR (Registered Representative) and started their career in finance in 2000. William has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view William Daniel Hawthorne's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 17, 2023 - Present

AVID CAPITAL ADVISORS LLC

BD
CRD#: 320717
McCall, ID
Past

August 25, 2022 - February 6, 2023

KINGSWOOD CAPITAL PARTNERS, LLC

BD
CRD#: 288898
SAN DIEGO, CA
Past

November 4, 2011 - March 2, 2022

CODE ADVISORS LLC

BD
CRD#: 153192
SAN FRANCISCO, CA
Past

October 1, 2008 - October 28, 2011

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SAN FRANCISCO, CA
Past

May 1, 2001 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
SAN FRANCISCO, CA
Past

October 6, 2000 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/4/2023)
RR
Connecticut
(1/28/2025)
RR
Florida
(7/24/2023)
RR
Georgia
(3/22/2023)
RR
Idaho
(2/24/2023)
RR
Illinois
(10/25/2023)
RR
Maine
(3/17/2023)
RR
Massachusetts
(5/3/2023)
RR
Nevada
(4/20/2023)
RR
New York
(2/24/2023)
RR
Ohio
(8/20/2024)
RR
Oregon
(4/25/2023)
RR
Texas
(5/24/2023)
RR
Washington
(2/27/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 11/11/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/13/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


AC
AVID CAPITAL ADVISORS LLC
AVID CAPITAL ADVISORS | AVID CAPITAL ADVISORS LLC

CRD#: 320717 / SEC#: , 8-70956

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
1427 Mountain Meadow, Mccall, ID 83638
Mailing Address
1427 Mountain Meadow, Mccall, ID 83638
Phone number
(415) 948-5672
Established
Delaware since 04/12/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
HAWTHORNE, WILLIAM DANIELCHIEF EXECUTIVE OFFICER4256364
SUGAR, BRIAN JASONOWNER7310485
BROWN, SCOTT LESLIEFINOP6694802
RYAN, KIMBERLY ANNCHIEF COMPLIANCE OFFICER4316310

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AVID CAPITAL ADVISORS LLC

CRD#: 320717Mccall, ID

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