William F. Rogers
Professional summary
William Fred Rogers is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Southport, North Carolina and STATE FARM VP MANAGEMENT CORP. located in Wake Forest, North Carolina.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. William has worked at 6 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Fred Rogers's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2025 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 4330 Southport Supply Rd Se Unit 202, Southport, NC 28461May 2, 2011 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1300 Corporate Chaplain Dr Suite 204, Wake Forest, NC 27587March 12, 2003 - August 6, 2003
STATE FARM VP MANAGEMENT CORP.
March 7, 2001 - January 29, 2002
SCOTT & STRINGFELLOW, LLC
December 12, 2000 - March 7, 2001
EDGAR M. NORRIS & CO., INC.
September 27, 2000 - November 13, 2000
IDS LIFE INSURANCE COMPANY
September 27, 2000 - November 13, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2011)
(8/7/2025)
(8/17/2020)
(8/7/2025)
Exams
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
