CG
Christopher M. Gee
ALLY INVEST ADVISORS
CHARLOTTE, NC 28202
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CRD#: 4254547
CG
Professional summary
Christopher Michael Gee is a registered financial advisor currently at ALLY INVEST ADVISORS located in Charlotte, North Carolina and ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Lyft. Not Investment Related. 185 Berry Street #5000 San Francisco California 94107. Driver. 01/01/2023. Hours per month vary (as of filing date, have not driven yet). Uber. Not Investment Related. 1455 Market Street Ste 400 San Francisco California 94103. Driver. 01/01/2023. Hours per month vary (as of filing date, have not driven yet) Gifted Intellekts, Not Investment Related. 9011 Harwood Knoll Drive Charlotte NC 28214. Consultant. 01/01/2022. 20 hrs/month. Music artist management and artist development. Social Soundtracks. Not Investment Related. 8810 Addingham Drive Charlotte NC 28269. MC/DJ. 11/22/2022. 12 hrs/month. MC wedding ceremonies, assist with cultivating music selections for events, moving DJ equipment, setup music equipment for event. Ally Invest Advisors. Investment Related. 601 S Tryon Street Charlotte NC 28202. Manager - Business Line Learning and Development. Dually licensed. 01/01/2023. 0-20 hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include creating training materials and reference knowledge articles for Ally Invest Advisors. Ally Bank. Not Investment Related. 601 S Tryon Street Charlotte NC 28202. Manager - Business Line Learning and Development. 01/01/2022. Hours per month vary. Facilitate training for Ally Bank.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Michael Gee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2021 - Present
ALLY INVEST ADVISORS
Office #1: 601 S. Tryon Street Suite 100, Charlotte, NC 28202RIA
CRD#: 170301
CHARLOTTE, NC
Current
March 3, 2021 - Present
ALLY INVEST SECURITIES LLC
Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202BD
CRD#: 136131
Charlotte, NC
Past
February 24, 2015 - March 18, 2020
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CHARLOTTE, NC
Past
June 1, 2005 - March 18, 2020
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CHARLOTTE, NC
Past
March 1, 2001 - June 1, 2005
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
December 7, 2000 - February 20, 2001
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
Registered Investment Advisory firm - (3/27/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(3/4/2021)
IAR
North Carolina(10/6/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
Registered Investment Advisory firm - (3/27/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
601 S. Tryon Street Suite 100, Charlotte, NC 28202
Mailing Address
Phone number
(855) 880-2559
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
