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Joseph John Barrato Ii

ARCHER DISTRIBUTORS
Laurel, MD
·CRD# 4253082·25 years experience

Professional Summary

Joseph John Barrato II, who also goes by Joe Barrato, Joseph Barrato II, is a registered financial advisor currently at ARCHER DISTRIBUTORS, LLC located in Laurel, Maryland. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2001. Joseph has worked at 3 firms and has passed the SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Barrato, Joseph Barrato Ii

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

ARCHER DISTRIBUTORS, LLC·CRD# 158961
BD
1. 6100 Chevy Chase Dr., Suite 100, Laurel, MD 207072. 6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707
September 4, 2012 - Present
NORTHERN LIGHTS DISTRIBUTORS, LLC·CRD# 126159
BD
Elkhorn, NE
December 15, 2006 - June 29, 2012
GUGGENHEIM DISTRIBUTORS, LLC·CRD# 40805
BD
Rockville, MD
January 31, 2001 - January 18, 2006

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Current Firm

AD
ARCHER DISTRIBUTORS, LLC

ARCHER DISTRIBUTORS, LLC

CRD#: 158961 / SEC#: 8-68951
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707

Mailing Address

6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707

Phone Number

(301) 260-1001 EXT 650

Established

Delaware since 08/02/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARROW INVESTMENT ADVISORS, LLCDIRECT OWNER—
DORFMAN, ESTEE CARLAFINOP2696529
NIELSEN, MICHAEL JAMESPRESIDENT & CHIEF COMPLIANCE OFFICER5099512

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Maryland
(9/4/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joseph John Barrato II's CRS (Customer Relationship Summary).

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