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Michael James Nielsen

ARCHER DISTRIBUTORS
WASHINGTON, UT
·CRD# 5099512·20 years experience

Professional Summary

Michael James Nielsen, who also goes by Mike Nielsen, is a registered financial advisor currently at ARCHER DISTRIBUTORS, LLC located in Washington, Utah. Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 3 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Nielsen

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

ARCHER DISTRIBUTORS, LLC·CRD# 158961
BD
Washington, UT
June 16, 2021 - Present
ORION PORTFOLIO SOLUTIONS, LLC·CRD# 107975
RIA
Bountiful, UT
October 8, 2009 - April 18, 2019
NORTHERN LIGHTS DISTRIBUTORS, LLC·CRD# 126159
BD
Bountiful, UT
March 9, 2006 - March 31, 2021

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Current Firm

AD
ARCHER DISTRIBUTORS, LLC

ARCHER DISTRIBUTORS, LLC

CRD#: 158961 / SEC#: 8-68951
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707

Mailing Address

6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707

Phone Number

(301) 260-1001 EXT 650

Established

Delaware since 08/02/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARROW INVESTMENT ADVISORS, LLCDIRECT OWNER—
DORFMAN, ESTEE CARLAFINOP2696529
NIELSEN, MICHAEL JAMESPRESIDENT & CHIEF COMPLIANCE OFFICER5099512

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arkansas
(1/4/2022)
RR
Connecticut
(4/5/2023)
RR
District of Columbia
(11/29/2021)
RR
Florida
(9/22/2025)
RR
Illinois
(1/11/2022)
RR
Maine
(4/23/2024)
RR
Maryland
(6/16/2021)
RR
Missouri
(8/1/2022)
RR
New Hampshire
(2/12/2025)
RR
New Jersey
(2/3/2025)
RR
Oregon
(10/18/2022)
RR
South Dakota
(2/28/2022)
RR
Texas
(6/16/2021)
RR
Utah
(6/16/2021)
RR
Vermont
(11/9/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2008About the Series 66 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2006About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 2017About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jul 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael James Nielsen's CRS (Customer Relationship Summary).

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