KT
Kevin J. Tostado
EAGLE STRATEGIES LLC
SAN DIEGO, CA 92121
Some features on this profile are disabled
CRD#: 4251438
KT
Professional summary
Kevin James Tostado is a registered financial advisor currently at EAGLE STRATEGIES LLC located in San Diego, California and NYLIFE SECURITIES LLC located in San Diego, California.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kevin has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Tostie Productions, LLC; own copyrights in multiple motion pictures that I have produced and directed.; 6202 Merced Lake Ave, San Diego, CA 92119; start 09/2012; Profit; 1 hour per month, 0 hours during securities trading hours; 100% owner; noninvestment related; royalties] [Community Emergency Response Team (CERT) San Diego; I am a volunteer who has been trained to assist in the event of major emergencies. ; CERT San Diego, 1010 2nd Ave., Suite 400, San Diego, CA 92101; Start Date 05/2023; Role/Title: Volunteer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [San Carlos Area Council; "SCAC is the Town Council of San Carlos. Our purpose is to further community interests through forums (public & virtual), to explore and share neighborhood news, and to promote community activities."; 7265 Jackson Drive, San Diego CA 92119; Start Date 06/2023; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Our Lady of Grace Catholic School Parent Teacher Group Board; The role of the Parent Teacher Group Board is to involve all parents in a supportive role in various aspects of the school, to provide social opportunities for families, and promote a sense of belonging within the school, parish, and local community.; 2766 Navajo Rd, El Cajon, California 92020; Start Date 08/2023; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; I am a Board Member at Large and have no functions related to money, investing, fundraising, etc.] [NAIFA - San Diego; Financial professionals seek out NAIFA to surround themselves with like-minded people, to further their professional development, and to increase their professionalism in their practice, advocacy efforts & community involvement.; 1000 Wilson Boulevard, Suite 1890, Arlington, VA 22209; Start Date 02/2024; Role/Title: Committee Member; Investment Related; 2 hours per month; 0 hours per month during securities trading hours][Insurance Brokering; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 4365 Executive Dr #800, San Diego CA 92121; Start Date 06/2025; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Kevin James Tostado's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 4365 Executive Drive Suite 800, San Diego, CA 92121RIA
CRD#: 110826
SAN DIEGO, CA
Current
February 24, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 4365 Executive Drive Suite 800, San Diego, CA 92121BD
CRD#: 5167
San Diego, CA
Past
March 2, 2022 - December 7, 2022
KEVIN JAMES TOSTADO ADVISORY SERVICES
RIA
CRD#: 318130
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/10/2023)
RR
California(3/17/2023)
IAR
California(7/23/2024)
RR
Colorado(3/28/2023)
RR
Hawaii(4/17/2025)
RR
Iowa(5/15/2024)
RR
Maine(5/15/2024)
RR
Maryland(6/13/2025)
RR
Massachusetts(3/31/2023)
RR
Nevada(5/19/2025)
RR
New York(1/14/2025)
RR
North Carolina(4/21/2025)
RR
Oregon(4/26/2023)
RR
Texas(3/31/2023)
IAR
Texas(7/25/2024)
RR
Washington(3/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/19/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 2/24/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
