KS
Kirk B. Stovesand
PLATFORM WEALTH ADVISORS
GOLETA, CA 93117
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CRD#: 4249778
KS
Professional summary
Kirk Brian Stovesand, CFP®, CPWA® is a registered financial advisor currently at PLATFORM WEALTH ADVISORS located in Goleta, California.
Kirk is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kirk has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SANDPIPER CONSULTING INC. DBA WALPOLE ADVISORS GOLETA, CA CERTIFIED PUBLIC ACCOUNTING AND CONSULTING FIRM NON INVESTMENT RELATED 04/2024 TO PRESENT CPA DEDICATES 4-5 HOURS PER MONTH MOST OF WHICH ARE DURING SECURITIES TRADING HOURS PREPARES TAX RETURNS COMMUNITY WEST BANK HOLDINGS (CWBC) GOLETA, CA COMMUNITY BANK NON-INVESTMENT RELATED CHAIR THE AUDIT COMMITTEE/RESIDES ON THE BOARD MAY 1993 - PRESENT DEDICATES 8 HOURS PER MONTH Your Travel Center, Inc. Not investment-related | Travel Agency 3329 State St. | Suite B | Santa Barbara, CA | 93105 Advisory Board Member January 2005 Dedicates approximately 4 hours per quarter, 1.5 of which during securities trading hours Responsible for reviewing financials and discussing board-related activities Santa Felicia Holdings, LLC Not investment-related | Rental Property for one building 70 Santa Felicia Dr. | Goleta, CA | 93117 Manager/Member March 30, 2007 Dedicates approximately 4 hours per year, 0 of which during securities trading hours Responsible for overseeing financials and management of property
CRS (Client Relationship Summary) - RIA
Click below to view Kirk Brian Stovesand's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
CPWA®
Start date: 2017-06-27
Expire date: 2025-05-31
Experience
Current
September 12, 2024 - Present
PLATFORM WEALTH ADVISORS
Office #1: 70 Santa Felicia Drive, Goleta, CA 93117RIA
CRD#: 329313
GOLETA, CA
Past
October 18, 2001 - September 12, 2024
WALPOLE FINANCIAL ADVISORS, LLC
RIA
CRD#: 135834
GOLETA, CA
Past
October 11, 2000 - May 25, 2001
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PLATFORM WEALTH ADVISORS
PLATFORM WEALTH ADVISORS | PLATFORM WEALTH MANAGEMENT, LLC
CRD#: 329313 / SEC#: 801-129811
RIA
Registered Investment Advisory firm - (2/28/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
PW
PLATFORM WEALTH ADVISORS
PLATFORM WEALTH ADVISORS | PLATFORM WEALTH MANAGEMENT, LLC
CRD#: 329313 / SEC#: 801-129811
RIA
Registered Investment Advisory firm - (2/28/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6510 S. Millrock Dr, Holladay, UT 84121
Mailing Address
Phone number
(385) 243-0553
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 557 |
| AUM (Assets Under Management) | $ 328,607,632 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
