John C. Fennebresque

FENNEBRESQUE & CO.

CHARLOTTE, NC 28202

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CRD#: 4248387

Professional summary

John Clark Fennebresque JR is a registered financial professional currently at FENNEBRESQUE & CO., LLC located in Charlotte, North Carolina.

John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Clark Fennebresque JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2008 - Present

FENNEBRESQUE & CO., LLC

Office #1: 100 North Tryon Street Suite 2710, Charlotte, NC 28202Office #2: 2025 Cassamia Place, Charlotte, NC 28211

CRD#: 146857

CHARLOTTE, NC

Past

May 6, 2008 - June 26, 2008

BRIDGE CAPITAL ASSOCIATES, INC.

CRD#: 143475

CHARLOTTE, NC

Past

October 16, 2002 - November 20, 2007

MCCOLL PARTNERS, LLC

CRD#: 119059

CHARLOTTE, NC

Past

September 1, 2000 - January 3, 2002

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(6/26/2008)

Exams

State Security Law Exam

Series 63

Date: 5/13/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 28

Date: 11/30/2012

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/19/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FENNEBRESQUE & CO., LLC

CRD#: 146857 / SEC#: , 8-67857

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

2025 Cassamia Place, Charlotte, NC 28211

Mailing Address

2025 Cassamia Place, Charlotte, NC 28210

Phone number

(704) 295-8900

Established

Delaware since 01/03/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FENNEBRESQUE & CO. HOLDINGS, LLC	OWNER
FENNEBRESQUE, JOHN CLARK JR	MANAGING MEMBER/MANAGING PARTNER, CCO, CFO	4248387

Red Flags

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Advisor Monitoring

Firm Stability Insights

John C. Fennebresque

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Clark Fennebresque JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIDGE CAPITAL ASSOCIATES, INC.

MCCOLL PARTNERS, LLC

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/13/2004

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/31/2000

Series 14

Date: 1/2/2023

Series 28

Date: 11/30/2012

Series 24

Date: 7/19/2006

FINRA

Current Firm

FENNEBRESQUE & CO., LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FENNEBRESQUE & CO., LLC

TRUST BUT VERIFY

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