David R. Fitzsimmons
Professional summary
David Raymond Fitzsimmons is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Columbus, Ohio.
David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Raymond Fitzsimmons's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2020 - Present
HUNTINGTON SECURITIES, INC.
Office #1: 41 South High Street 5th Floor, Columbus, OH 43287October 28, 2009 - February 27, 2020
THE HUNTINGTON INVESTMENT COMPANY
October 28, 2009 - February 24, 2020
THE HUNTINGTON INVESTMENT COMPANY
January 2, 2009 - September 4, 2009
KESTRA INVESTMENT SERVICES, LLC
August 18, 2008 - September 4, 2009
KESTRA INVESTMENT SERVICES, LLC
November 29, 2005 - December 31, 2006
NATCITY INVESTMENTS, INC.
October 3, 2000 - November 18, 2005
PNC CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2021)
(12/17/2020)
(10/2/2020)
(12/17/2020)
(12/17/2020)
(1/25/2021)
(12/17/2020)
(12/17/2020)
(3/3/2021)
(2/12/2021)
(12/17/2020)
(5/10/2021)
(2/24/2020)
(1/6/2021)
(12/17/2020)
(12/17/2020)
(12/17/2020)
(12/17/2020)
(2/24/2020)
(3/17/2021)
(2/24/2020)
(12/23/2020)
(1/27/2021)
(12/17/2020)
(12/7/2020)
(12/17/2020)
(2/24/2020)
(12/17/2020)
Exams
Series 52TO
Date: 1/4/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
HUNTINGTON SECURITIES, INC.
CRD#: 2261 / SEC#: , 8-5761
Contact information
FINRA licenses (29 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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